Sarah Mellgren has held the title Member at Roehl & Yi Investment Advisors since January 2023, is not listed as a control person, but directly owns between 5% and 10% of the firm. Sarah Mellgren holds a Bachelor of Arts in History from Rice University and a JD from the University of Oregon School of Law.
Roehl & Yi Investment Advisors, LLC is an Eugene, OR firm with $959M under management, 500 clients and 10 advisers across 4 offices, as of its March 2026 filing.
Sarah Mellgren is an equity partner of Roehl & Yi Investment Advisors, based in Eugene, Oregon. She joined the firm in July 2011 and became an equity partner in 2023. She collaborates with clients and drafts comprehensive financial plans and investment strategies. Before joining the firm, she practiced at Brandenburg Law, LLC, in Medford, Oregon, until June 2011, in estate planning, business formation and family law.
Sarah Mellgren’s longest registration is the current one, 13 years at Roehl & Yi Investment Advisors since 2012. Before joining Roehl & Yi Investment Advisors in 2012, Sarah Mellgren was registered through KMS Financial Services, Inc.
- – present · 13 yearsEugene, OR · Adviser representative · Firm CRD 109258
- KMS Financial Services, Inc– · 2 yearsEugene, OR · Adviser representative · Firm CRD 3866
Professional designations
Listed by Roehl & Yi Investment Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Sarah Mellgren is registered as an investment adviser representative in Oregon, since November 2012.
- OregonSince 8 November 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 6 March 2012 |
| Series 7 | General Securities Representative Examination | 24 January 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Sarah Ryan Mellgren
- CRD
- 5957002
- Firm
- Roehl & Yi Investment Advisors · CRD 109258
- Role
- Member
- Office
- 450 COUNTRY CLUB ROAD, SUITE 200, Eugene, OR 97401
- Registration
- Investment adviser registration
- In the industry since
- March 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- roehl-yi.com
Where does Sarah Mellgren work?
Sarah Mellgren has held the title Member at Roehl & Yi Investment Advisors, LLC since January 2023.
Is Sarah Mellgren a financial advisor?
Yes. Sarah Mellgren has a current investment-adviser registration in Oregon, through Roehl & Yi Investment Advisors since November 2012.
How many years of experience does Sarah Mellgren have?
Sarah Mellgren has 14 years in the financial industry, since March 2012, across 2 adviser firms.
What exams has Sarah Mellgren passed?
Sarah Mellgren has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in January 2012. FINRA credited Sarah Mellgren with the SIE, which began in October 2018.
Where is Sarah Mellgren based?
Sarah Mellgren’s registered office is in Eugene, OR.
Is Sarah Mellgren registered with FINRA?
No. Sarah Mellgren has no current broker registration.
Is Sarah Mellgren a CFP?
Roehl & Yi Investment Advisors lists Sarah Mellgren with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Sarah Mellgren’s record?
Search CRD 5957002 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sarah Mellgren’s full registration record.
