Shannon Graham has been an investment adviser representative at Impact Capital Partners since May 2024, and is not listed among the firm’s executive officers or direct owners.
Impact Capital Partners LLC is a Greenwood Village, CO firm with $626M under management, 230 clients and 5 advisers across 2 offices, as of its March 2026 filing.
Shannon Graham’s longest registration was 7 years at UBS Financial Services Inc. (2016–2024). Before joining Impact Capital Partners in 2024, Shannon Graham was registered through UBS Financial Services Inc. and J.P. Morgan Securities LLC.
- Impact Capital Partners LLCCurrent– present · 2 yearsGreenwood Village, CO · Adviser representative · Firm CRD 329616
- UBS Financial Services Inc.– · 7 yearsDenver, CO · Adviser representative · Firm CRD 8174
- J.P. Morgan Securities LLC– · 2 yearsChicago, IL · Adviser representative · Firm CRD 79
Investment adviser representative registrations
Shannon Graham is registered as an investment adviser representative in Colorado, since May 2024.
- ColoradoSince 1 May 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 6 November 2013 |
| Series 7 | General Securities Representative Examination | 21 September 2011 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 June 2010 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 9 June 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Shannon C Graham
- CRD
- 5793073
- Firm
- Impact Capital Partners · CRD 329616
- Office
- 8101 E PRENTICE AVE, SUITE 1080, Greenwood Village, CO 80111
- Registration
- Investment adviser registration
- In the industry since
- October 2010
- Disciplinary history
- Not yet shown here · SEC record
Where does Shannon Graham work?
Shannon Graham is an investment adviser representative registered through Impact Capital Partners LLC since May 2024, and is not listed among the firm’s executive officers or direct owners.
Is Shannon Graham a financial advisor?
Yes. Shannon Graham has a current investment-adviser registration in Colorado, through Impact Capital Partners since May 2024.
How many years of experience does Shannon Graham have?
Shannon Graham has 16 years in the financial industry, since October 2010, across 3 adviser firms.
What exams has Shannon Graham passed?
Shannon Graham has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in June 2010. FINRA credited Shannon Graham with the SIE, which began in October 2018.
Where did Shannon Graham work before Impact Capital Partners?
Before Impact Capital Partners, Shannon Graham was registered through UBS Financial Services Inc., April 2016 to February 2024; J.P. Morgan Securities LLC, November 2013 to March 2016.
Where is Shannon Graham based?
Shannon Graham’s registered office is in Greenwood Village, CO.
Is Shannon Graham registered with FINRA?
No. Shannon Graham has no current broker registration.
How can I verify Shannon Graham’s record?
Search CRD 5793073 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Shannon Graham’s full registration record.