Brett Stone has been Co-Chief Executive Officer of Impact Capital Partners since January 2024, is a control person of the firm and directly owns under 5% of it.
Impact Capital Partners LLC is a Greenwood Village, CO firm with $626M under management, 230 clients and 5 advisers across 2 offices, as of its March 2026 filing.
Brett Stone’s longest registration was 17 years at UBS Financial Services Inc. (2007–2024). Before joining Impact Capital Partners in 2024, Brett Stone was registered through UBS Financial Services Inc. and Citigroup Global Markets Inc.
- Impact Capital Partners LLCCurrent– present · 2 yearsGreenwood Village, CO · Adviser representative · Firm CRD 329616
- UBS Financial Services Inc.– · 17 yearsDenver, CO · Adviser representative · Firm CRD 8174
- Citigroup Global Markets Inc.– · 6 yearsEnglewood, CO · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
Brett Stone is registered as an investment adviser representative in 2 states. Each was approved in February 2024.
- ColoradoSince 8 February 2024
- TexasSince 8 February 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 3 | National Commodity Futures Examination | 27 February 1997 |
| Series 65 | Uniform Investment Adviser Law Examination | 10 December 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 December 1996 |
| Series 7 | General Securities Representative Examination | 26 November 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brett Christopher Stone
- CRD
- 2452316
- Firm
- Impact Capital Partners · CRD 329616
- Role
- Co-Chief Executive Officer
- Office
- 8101 E PRENTICE AVE, SUITE 1080, Greenwood Village, CO 80111
- Registration
- Investment adviser registration
- In the industry since
- November 1996
- Disciplinary history
- Not yet shown here · SEC record
Where does Brett Stone work?
Brett Stone has been Co-Chief Executive Officer of Impact Capital Partners LLC since January 2024, and is a control person of the firm.
Is Brett Stone a financial advisor?
Yes. Brett Stone has a current investment-adviser registration in Colorado and Texas, through Impact Capital Partners since February 2024.
How many years of experience does Brett Stone have?
Brett Stone has 29 years in the financial industry, since November 1996, across 3 adviser firms.
What exams has Brett Stone passed?
Brett Stone has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 3. The earliest, the Series 7, was passed in November 1996. FINRA credited Brett Stone with the SIE, which began in October 2018.
Where did Brett Stone work before Impact Capital Partners?
Before Impact Capital Partners, Brett Stone was registered through Citigroup Global Markets Inc., February 2001 to February 2007.
Where is Brett Stone based?
Brett Stone’s registered office is in Greenwood Village, CO.
Is Brett Stone registered with FINRA?
No. Brett Stone has no current broker registration.
How can I verify Brett Stone’s record?
Search CRD 2452316 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brett Stone’s full registration record.