Shane Brosnan has been an investment adviser representative at West Wealth Group since October 2021, and is not listed among the firm’s executive officers or direct owners.
West Wealth Group, LLC is an Irvine, CA firm with $617M under management, 2,746 clients and 13 advisers across 6 offices, as of its September 2026 filing.
Shane Brosnan’s longest registration was 7 years at Financial West Group (2003–2010). Before joining West Wealth Group in 2021, Shane Brosnan was registered through Cooper McManus and Capital Synergy Partners.
- West Wealth Group, LLCCurrent– present · 4 yearsIrvine, CA · Adviser representative · Firm CRD 316644
- Cooper McManus– · 6 yearsIrvine, CA · Adviser representative · Firm CRD 111458
- Capital Synergy Partners– · 1 yearCorona Del Mar, CA · Adviser representative · Firm CRD 148733
- Financial West Group– · 7 yearsNewport Beach, CA · Adviser representative · Firm CRD 16668
- Independent Advisers Group Corp– · 5 yearsIrvine, CA · Adviser representative · Firm CRD 106684
Investment adviser representative registrations
Shane Brosnan is registered as an investment adviser representative in 3 states. Each was approved in October 2021.
- CaliforniaSince 26 October 2021
- LouisianaSince 27 October 2021
- TexasSince 26 October 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 20 February 2001 |
| Series 65 | Uniform Investment Adviser Law Examination | 7 February 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 17 April 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 January 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Shane Patrick Brosnan
- CRD
- 2694795
- Firm
- West Wealth Group · CRD 316644
- Office
- 2 PARK PLAZA, SUITE 800, Irvine, CA 92614
- Registration
- Investment adviser registration
- In the industry since
- April 1996
- Disciplinary history
- Not yet shown here · SEC record
Where does Shane Brosnan work?
Shane Brosnan is an investment adviser representative registered through West Wealth Group, LLC since October 2021, and is not listed among the firm’s executive officers or direct owners.
Is Shane Brosnan a financial advisor?
Yes. Shane Brosnan has a current investment-adviser registration in California, Louisiana and Texas, through West Wealth Group since October 2021.
How many years of experience does Shane Brosnan have?
Shane Brosnan has 30 years in the financial industry, since April 1996, across 5 adviser firms.
What exams has Shane Brosnan passed?
Shane Brosnan has passed 4 licensing exams: the Series 63, Series 6, Series 65 and Series 7. The earliest, the Series 63, was passed in January 1996. FINRA credited Shane Brosnan with the SIE, which began in October 2018.
Where did Shane Brosnan work before West Wealth Group?
Before West Wealth Group, Shane Brosnan was registered through Capital Synergy Partners, November 2013 to May 2015; Financial West Group, September 2003 to December 2010; Independent Advisers Group Corp, May 2001 to February 2007.
Where is Shane Brosnan based?
Shane Brosnan’s registered office is in Irvine, CA.
Is Shane Brosnan registered with FINRA?
No. Shane Brosnan has no current broker registration.
How can I verify Shane Brosnan’s record?
Search CRD 2694795 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Shane Brosnan’s full registration record.
