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Seth Platt

Executive Manager, Two Sigma Management, LLC at Two Sigma Investments

No current adviser or broker registrationSEC record checked 18 October 2026

0
Past adviser firms
4
Licensing exams

IAPD record retrieved 18 October 2026SEC record

Seth Platt is Executive Manager, Two Sigma Management, LLC of Two Sigma Investments, LP, a New York investment adviser managing $233B. Seth Platt has passed the Series 99, Series 27, Series 79 and SIE.

Role at Two Sigma Investments

Title on Schedule A
Executive Manager, Two Sigma Management, LLC
Control
Seth Platt is a control person of Two Sigma Investments.
Ownership
An individual ownership band is not available in the source record.
Tenure
Seth Platt has held the filed role since March 2026.

The firm

Two Sigma Investments, LP
New York, NY

Form ADV filed 31 March 2026

$233B AUM42 clients784 advisers3 offices

Career on record

Firms and exams, newest first
  1. Passed Series 79 and SIE · 2018
  2. Passed Series 27 · 2016
  3. Passed Series 99 · 2015

Registrations and exams

No current adviser or broker registration. Seth Platt has passed 4 qualifying exams.

Examinations

Series 2728 July 2016
Name
Financial and Operations Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 799 August 2018
Name
Investment Banking Registered Representative Examination
Series 9929 January 2015
Name
Operations Professional Examination

Individual record

Full name
Seth Phillip Platt
CRD
4996091
Firm
Two Sigma Investments, LP
Registration status
No current adviser or broker registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Seth Platt work?

Seth Platt has been Executive Manager, Two Sigma Management, LLC of Two Sigma Investments, LP since March 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 31 March 2026

Does Seth Platt have a current investment-adviser registration?

Seth Platt has no current investment-adviser or broker registration, as of 18 October 2026.

Source: IAPD individual record, checked 18 October 2026

What exams has Seth Platt passed?

Seth Platt has passed 4 licensing exams: the Series 99, Series 27, Series 79 and SIE. The earliest, the Series 99, was passed in January 2015.

Source: IAPD individual record, checked 18 October 2026

Leadership at Two Sigma Investments

  • Carter Lyons
    Co-Chief Executive Officer
  • Dawn Schoppner
    Chief Financial Officer
  • Timothy Reynolds
    Chief Operating Officer
  • James Hein JR.
    Chief Compliance Officer
  • Geoffrey Duncombe
    Co-Chief Investment Officer
  • Steve Metzger
    General Counsel
  • John Overdeck
    Co-Chairman, Two Sigma Management, LLC; Executive Manager, Two Sigma Management, LLC
  • Thomas Rafferty
    Trustee of David M. Siegel Revocable Trust
  • Christopher Sales
    Co-Chief Investment Officer
  • David Siegel
    Co-Chairman, Two Sigma Management, LLC

Sources

  1. IAPD individual record, CRD 4996091. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Two Sigma Investments, LP, filed 31 March 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Seth Platt or Two Sigma Investments, LP and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.