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Seth Masters

Outside Director at Amova Asset Management

No current adviser or broker registrationSEC record checked 17 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Seth Masters is Outside Director of Amova Asset Management Co., LTD., a Tokyo investment adviser managing $247B. Seth Masters has passed 5 licensing exams.

Role at Amova Asset Management

Title on Schedule A
Outside Director
Control
Seth Masters is a control person of Amova Asset Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Seth Masters has held the filed role since April 2024.

The firm

Amova Asset Management Co., LTD.
Tokyo,

Form ADV filed 28 September 2026

$247B AUM839 clients152 advisers4 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2017
  2. Passed Series 65 and Series 3 · 1995
  3. Passed Series 7 and Series 63 · 1991

Registrations and exams

No current adviser or broker registration. Seth Masters has passed 5 qualifying exams.

Examinations

Series 6516 March 1995
Name
Uniform Investment Adviser Law Examination
Series 6328 August 1991
Name
Uniform Securities Agent State Law Examination
SIE7 July 2017
Name
Securities Industry Essentials Examination
Series 320 March 1995
Name
National Commodity Futures Examination
Series 726 August 1991
Name
General Securities Representative Examination

Individual record

Full name
Seth James Masters
CRD
2157483
Firm
Amova Asset Management Co., LTD.
Registration status
No current adviser or broker registration
Firm bio
global.amova-am.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

The official firm page lists Seth Masters as Outside Director. Official firm biography/team page

Common questions

Where does Seth Masters work?

Seth Masters has been Outside Director of Amova Asset Management Co., LTD. since April 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 28 September 2026

Does Seth Masters have a current investment-adviser registration?

Seth Masters has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Seth Masters passed?

Seth Masters has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 3 and SIE. The earliest, the Series 7, was passed in August 1991.

Source: IAPD individual record, checked 17 October 2026

Leadership at Amova Asset Management

  • Stefanie Drews
    Representative Director, President and CEO
  • Allen Yan
    Executive Corporate Officer, Chief Financial Officer
  • Mariko Matsui
    Senior Corporate Officer, Chief Compliance Officer, Cheif Legal Officer
  • Kunihiro Asai
    Senior Corporate Officer, Chief Risk Officer
  • Olga Bobrova
    Senior Corporate Officer, Chief Administrative Officer
  • Wendy Lim
    Outside Director
  • Hiroko Nakanishi
    Outside Director
  • Susumu Okamura
    Outside Director
  • Natsuhiko Okumura
    Outside Director
  • Kuniyuki Shudo
    Representative Director, Executive Chairman
  • Mihoko Sogabe
    Outside Director
  • Mark Stoeckle
    Executive Corporate Officer, Chief Investment Officer
  • Tamon Watanabe
    Outside Director
  • Richard Wohanka
    Outside Director
  • Mari Yamauchi
    Outside Director

Sources

  1. IAPD individual record, CRD 2157483. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Amova Asset Management Co., LTD., filed 28 September 2026. Title, control and ownership bands.
  3. Amova Asset Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Seth Masters or Amova Asset Management Co., LTD. and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.