Sebastiano Vassallo has been an investment adviser representative at Transce3nd since October 2023, and is not listed among the firm’s executive officers or direct owners.
Transce3nd LLC is a Buda, TX firm with $419M under management, 1,620 clients and 42 advisers across 17 offices, as of its May 2026 filing.
Investment adviser representative registrations
Sebastiano Vassallo is registered as an investment adviser representative in Texas, since October 2023.
- TexasSince 3 October 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 14 February 2024 |
| Series 65 | Uniform Investment Adviser Law Examination | 20 July 2023 |
| SIE | Securities Industry Essentials Examination | 15 July 2022 |
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7649079
- Firm
- Transce3nd · CRD 317745
- Office
- 17330 Preston Road, Suite 200D, Dallas, TX 75252
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2023
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Sebastiano Vassallo work?
Sebastiano Vassallo is an investment adviser representative registered through Transce3nd LLC since October 2023, and is not listed among the firm’s executive officers or direct owners.
Is Sebastiano Vassallo a financial advisor?
Yes. Sebastiano Vassallo has a current investment-adviser registration in Texas, through Transce3nd since October 2023.
How many years of experience does Sebastiano Vassallo have?
Sebastiano Vassallo has 3 years in the financial industry, since October 2023, across 1 adviser firm.
What exams has Sebastiano Vassallo passed?
Sebastiano Vassallo has passed 3 licensing exams: the SIE, Series 65 and Series 7TO. The earliest, the SIE, was passed in July 2022.
Where is Sebastiano Vassallo based?
Sebastiano Vassallo’s registered office is in Dallas, TX.
Is Sebastiano Vassallo registered with FINRA?
Yes. Sebastiano Vassallo has a current broker registration, under CRD 7649079.
Source: FINRA BrokerCheck
How can I verify Sebastiano Vassallo’s record?
Search CRD 7649079 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Sebastiano Vassallo’s full registration record.
