Sebastian Lopez-Hafen has been an investment adviser representative at Dash Acquisitions since May 2025, and is not listed among the firm’s executive officers or direct owners.
Dash Acquisitions Inc. is a Plano, TX firm with $682M under management, 433 clients and 7 advisers in one office, as of its September 2026 filing.
Sebastian Lopez-Hafen’s longest registration was 3 years at Fisher Investments (2021–2025). Before joining Dash Acquisitions in 2025, Sebastian Lopez-Hafen was registered through Fisher Investments.
- Fisher Investments– · 3 yearsPlano, TX · Adviser representative · Firm CRD 107342
Investment adviser representative registrations
Sebastian Lopez-Hafen is registered as an investment adviser representative in Texas, since May 2025.
- TexasSince 27 May 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 November 2021 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 May 2020 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 26 June 2019 |
| SIE | Securities Industry Essentials Examination | 5 June 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Sebastian Oscar Lopez-Hafen
- CRD
- 7083372
- Firm
- Dash Acquisitions · CRD 135281
- Office
- 6275 W PLANO PKWY, SUITE 555, Plano, TX 75093
- Registration
- Investment adviser registration
- In the industry since
- August 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Sebastian Lopez-Hafen work?
Sebastian Lopez-Hafen is an investment adviser representative registered through Dash Acquisitions Inc. since May 2025, and is not listed among the firm’s executive officers or direct owners.
Is Sebastian Lopez-Hafen a financial advisor?
Yes. Sebastian Lopez-Hafen has a current investment-adviser registration in Texas, through Dash Acquisitions since May 2025.
How many years of experience does Sebastian Lopez-Hafen have?
Sebastian Lopez-Hafen has 7 years in the financial industry, since August 2019, across 2 adviser firms.
What exams has Sebastian Lopez-Hafen passed?
Sebastian Lopez-Hafen has passed 4 licensing exams: the SIE, Series 6TO, Series 63 and Series 65. The earliest, the SIE, was passed in June 2019.
Where did Sebastian Lopez-Hafen work before Dash Acquisitions?
Before Dash Acquisitions, Sebastian Lopez-Hafen was registered through Fisher Investments, November 2021 to May 2025.
Where is Sebastian Lopez-Hafen based?
Sebastian Lopez-Hafen’s registered office is in Plano, TX.
Is Sebastian Lopez-Hafen registered with FINRA?
No. Sebastian Lopez-Hafen has no current broker registration.
How can I verify Sebastian Lopez-Hafen’s record?
Search CRD 7083372 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sebastian Lopez-Hafen’s full registration record.
