Zain Griffith has been Chief Compliance Officer of Dash Acquisitions since October 2009, is a control person of the firm and directly owns under 5% of it.
Dash Acquisitions Inc. is a Plano, TX firm with $682M under management, 433 clients and 7 advisers in one office, as of its September 2026 filing.
Investment adviser representative registrations
Zain Griffith is registered as an investment adviser representative in 2 states. The first approvals date from January 2010; the most recent is Texas, in September 2015.
- CaliforniaSince 1 January 2010
- TexasSince 23 September 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 30 December 2009 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Zain L. Griffith
- CRD
- 5741663
- Firm
- Dash Acquisitions · CRD 135281
- Role
- Chief Compliance Officer
- Office
- 11295 BISCAYNE BLVD., SUITE 2, Miami, FL 33181
- Registration
- Investment adviser registration
- In the industry since
- December 2009
- Disciplinary history
- Not yet shown here · SEC record
Where does Zain Griffith work?
Zain Griffith has been Chief Compliance Officer of Dash Acquisitions Inc. since October 2009, and is a control person of the firm.
Is Zain Griffith a financial advisor?
Yes. Zain Griffith has a current investment-adviser registration in California and Texas, through Dash Acquisitions since January 2010.
How many years of experience does Zain Griffith have?
Zain Griffith has 16 years in the financial industry, since December 2009, across 1 adviser firm.
What exams has Zain Griffith passed?
Zain Griffith passed the Series 65 in December 2009.
Where is Zain Griffith based?
Zain Griffith’s registered office is in Miami, FL.
Is Zain Griffith registered with FINRA?
No. Zain Griffith has no current broker registration.
How can I verify Zain Griffith’s record?
Search CRD 5741663 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Zain Griffith’s full registration record.
