Sean Soulvie has been Managing Member of RS Asset Management since June 2011, is a control person of the firm and directly owns between 25% and 50% of it.
RS Asset Management, LLC is a Colorado Springs, CO firm with $107M under management, 251 clients and 2 advisers in one office, as of its March 2026 filing.
Sean Soulvie is Managing Director and a co-founder of RS Asset Management. Soulvie works with high-net worth individuals and business executives in all aspects of wealth management.
Sean Soulvie’s longest registration is the current one, 15 years at RS Asset Management since 2011. Before joining RS Asset Management in 2011, Sean Soulvie was registered through Morgan Stanley Smith Barney LLC and Morgan Stanley & Co. Incorporated.
- LPL Financial LLC– · under a yearMonument, CO · Adviser representative · Firm CRD 6413
- RS Asset Management, LLCCurrent– present · 15 yearsColorado Springs, CO · Adviser representative · Firm CRD 157768
- Morgan Stanley Smith Barney LLC– · 2 yearsColorado Springs, CO · Adviser representative · Firm CRD 149777
- Morgan Stanley & Co. Incorporated– · 1 yearColorado Springs, CO · Adviser representative · Firm CRD 8209
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 7 yearsColorado Springs, CO · Adviser representative · Firm CRD 7691
Professional designations
Listed by RS Asset Management
- Chartered Retirement Planning Counselor (CRPC)
Investment adviser representative registrations
Sean Soulvie is registered as an investment adviser representative in 2 states. The first approvals date from May 2011; the most recent is Texas, in April 2012.
- ColoradoSince 26 May 2011
- TexasSince 10 April 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 22 July 2011 |
| Series 31 | Futures Managed Funds Examination | 14 April 2006 |
| Series 66 | Uniform Combined State Law Examination | 14 April 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 February 2000 |
| Series 7 | General Securities Representative Examination | 28 January 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Sean Allen Soulvie
- CRD
- 4080724
- Firm
- RS Asset Management · CRD 157768
- Role
- Managing Member
- Office
- 660 SOUTHPOINTE COURT, SUITE 312, Colorado Springs, CO 80906
- Registration
- Investment adviser and broker registrations
- In the industry since
- January 2000
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- rsassetmanagement.com
Where does Sean Soulvie work?
Sean Soulvie has been Managing Member of RS Asset Management, LLC since June 2011, and is a control person of the firm.
Is Sean Soulvie a financial advisor?
Yes. Sean Soulvie has a current investment-adviser registration in Colorado and Texas, through RS Asset Management since May 2011.
How many years of experience does Sean Soulvie have?
Sean Soulvie has 26 years in the financial industry, since January 2000, across 5 adviser firms.
What exams has Sean Soulvie passed?
Sean Soulvie has passed 5 licensing exams: the Series 7, Series 63, Series 66, Series 31 and Series 24. The earliest, the Series 7, was passed in January 2000. FINRA credited Sean Soulvie with the SIE, which began in October 2018.
Where did Sean Soulvie work before RS Asset Management?
Before RS Asset Management, Sean Soulvie was registered through Morgan Stanley & Co. Incorporated, February 2008 to June 2009; Merrill Lynch, Pierce, Fenner & Smith Incorporated, February 2000 to February 2008.
Where is Sean Soulvie based?
Sean Soulvie’s registered office is in Colorado Springs, CO.
Is Sean Soulvie registered with FINRA?
Yes. Sean Soulvie has a current broker registration, under CRD 4080724.
Source: FINRA BrokerCheck
How can I verify Sean Soulvie’s record?
Search CRD 4080724 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Sean Soulvie’s full registration record.