Sean Smith has been an investment adviser representative at Chartered Advisory Group since January 2011, and is not listed among the firm’s executive officers or direct owners.
Chartered Advisory Group, Inc. is a Chadds Ford, PA firm with $128M under management, 283 clients and 4 advisers across 2 offices, as of its March 2026 filing.
Sean P. Smith is Advisor of Chartered Advisory Group, based in Chadds Ford, Pennsylvania. He started with Chartered in 2008 as a summer intern and continued as a part-time employee while in college. He has over a decade of licensed financial services industry experience.
- Chartered Advisory GroupCurrent– present · 15 yearsChadds Ford, PA · Adviser representative · Firm CRD 116517
Investment adviser representative registrations
Sean Smith is registered as an investment adviser representative in 3 states. Each was approved in January 2011.
- DelawareSince 4 January 2011
- MarylandSince 4 January 2011
- PennsylvaniaSince 4 January 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 22 December 2010 |
| Series 7 | General Securities Representative Examination | 4 November 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Sean Patrick Smith
- CRD
- 5534225
- Firm
- Chartered Advisory Group · CRD 116517
- Office
- 130 COMMONS CT, Chadds Ford, PA 19317-9724
- Registration
- Investment adviser registration
- In the industry since
- November 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- charteredadvisorygroup.com
Where does Sean Smith work?
Sean Smith is an investment adviser representative registered through Chartered Advisory Group, Inc. since January 2011, and is not listed among the firm’s executive officers or direct owners.
Is Sean Smith a financial advisor?
Yes. Sean Smith has a current investment-adviser registration in Delaware, Maryland and Pennsylvania, through Chartered Advisory Group since January 2011.
How many years of experience does Sean Smith have?
Sean Smith has 15 years in the financial industry, since November 2010, across 1 adviser firm.
What exams has Sean Smith passed?
Sean Smith has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in November 2010. FINRA credited Sean Smith with the SIE, which began in October 2018.
Where is Sean Smith based?
Sean Smith’s registered office is in Chadds Ford, PA.
Is Sean Smith registered with FINRA?
No. Sean Smith has no current broker registration.
How can I verify Sean Smith’s record?
Search CRD 5534225 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sean Smith’s full registration record.
