William Kantner has been President / Chief Compliance Officer of Chartered Advisory Group since January 2001, is a control person of the firm and directly owns 75% or more of it.
Chartered Advisory Group, Inc. is a Chadds Ford, PA firm with $128M under management, 283 clients and 4 advisers across 2 offices, as of its March 2026 filing.
William H. Kantner IV is President & Senior Advisor of Chartered Advisory Group, based in Chadds Ford, Pennsylvania. He is the firm's founder. He started serving clients in 1983 through larger firms, and in 1996 opened his own registered investment advisory firm, which became Chartered.
- Chartered Advisory GroupCurrent– present · 27 yearsChadds Ford, PA · Adviser representative · Firm CRD 116517
Professional designations
Listed by Chartered Advisory Group
- Chartered Life Underwriter (CLU)
- Chartered Financial Consultant (ChFC)
Investment adviser representative registrations
William Kantner is registered as an investment adviser representative in 3 states. The first approvals date from February 1999; the most recent is Pennsylvania, in August 2001.
- DelawareSince 11 February 1999
- MarylandSince 15 March 2000
- PennsylvaniaSince 16 August 2001
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 22 December 1999 |
| Series 7 | General Securities Representative Examination | 19 April 1999 |
| Series 65 | Uniform Investment Adviser Law Examination | 7 April 1995 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 11 June 1985 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 February 1983 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 10 February 1983 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- William Henry Kantner
- CRD
- 1091702
- Firm
- Chartered Advisory Group · CRD 116517
- Role
- President / Chief Compliance Officer
- Office
- 130 COMMONS COURT, Chadds Ford, PA 19317
- Registration
- Investment adviser registration
- In the industry since
- February 1983
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- charteredadvisorygroup.com
Where does William Kantner work?
William Kantner has been President / Chief Compliance Officer of Chartered Advisory Group, Inc. since January 2001, and is a control person of the firm.
Is William Kantner a financial advisor?
Yes. William Kantner has a current investment-adviser registration in Delaware, Maryland and Pennsylvania, through Chartered Advisory Group since February 1999.
How many years of experience does William Kantner have?
William Kantner has 43 years in the financial industry, since February 1983, across 1 adviser firm.
What exams has William Kantner passed?
William Kantner has passed 7 licensing exams: the Series 6, Series 63, Series 26, Series 65, Series 7, Series 24 and Series 99TO. The earliest, the Series 6, was passed in February 1983. FINRA credited William Kantner with the SIE, which began in October 2018.
Where is William Kantner based?
William Kantner’s registered office is in Chadds Ford, PA.
Is William Kantner registered with FINRA?
No. William Kantner has no current broker registration.
How can I verify William Kantner’s record?
Search CRD 1091702 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Kantner’s full registration record.