Career
Sean Mcgoff has been Chief Compliance Officer of Oneamerica Asset Management since September 2017. Sean Mcgoff is a control person of the firm and directly owns under 5% of it.
Oneamerica Asset Management, LLC is an Indianapolis, IN firm with $24.4B under management, 8 clients and 25 advisers in one office, as of its March 2026 filing.
- Oneamerica Securities, Inc.Also current– present · 11 yearsIndianapolis, IN · Adviser representative · Firm CRD 4173
- Edward Jones– · 1 yearNaperville, IL · Adviser representative · Firm CRD 250
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| Indiana | Approved | 5 November 2014 |
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 22 December 2014 |
| Series 66 | Uniform Combined State Law Examination | 29 October 2012 |
| Series 7 | General Securities Representative Examination | 12 September 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Sean Patrick Mcgoff
- CRD
- 5801826
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Sean Mcgoff work?
Sean Mcgoff has been Chief Compliance Officer of Oneamerica Asset Management, LLC since September 2017, and is a control person of the firm.
Is Sean Mcgoff a financial advisor?
Yes. Sean Mcgoff has a current investment-adviser registration in Indiana.
How many years of experience does Sean Mcgoff have?
Sean Mcgoff has 13 years in the financial industry, since May 2013, across 2 adviser firms.
What exams has Sean Mcgoff passed?
Sean Mcgoff has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in September 2012. FINRA credited Sean Mcgoff with the SIE, which began in October 2018.
Where was Sean Mcgoff previously registered as an investment adviser?
Sean Mcgoff has past investment-adviser registrations through Edward Jones, October 2012 to February 2014, across 2 firms.