Sean Hollitz has been Managing Partner of Blackdiamond Wealth Management since April 2017, is a control person of the firm and directly owns 75% or more of it.
Blackdiamond Wealth Management, LLC is a New York, NY firm with $424M under management, 379 clients and 7 advisers across 3 offices, as of its July 2026 filing.
Sean Hollitz’s longest registration is the current one, 8 years at Blackdiamond Wealth Management since 2018. Before joining Blackdiamond Wealth Management in 2018, Sean Hollitz was registered through MML Investors Services, LLC.
- – present · 8 yearsNew York, NY · Adviser representative · Firm CRD 291459
- MML Investors Services, LLC– · 3 yearsNew York, NY · Adviser representative · Firm CRD 10409
Investment adviser representative registrations
Sean Hollitz is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from May 2018; the most recent is New York, in June 2021.
- CaliforniaSince 2 May 2018
- New YorkSince 7 June 2021
- TexasResidentSince 21 October 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 25 January 2006 |
| Series 7 | General Securities Representative Examination | 18 October 2005 |
| Series 55 | Limited Representative-Equity Trader Exam | 28 August 2001 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Limited Representative-Equity Trader Exam
- Full name
- Sean Merideth Hollitz
- CRD
- 4085021
- Firm
- Blackdiamond Wealth Management · CRD 291459
- Role
- Managing Partner
- Office
- 31 HUDSON YARDS, FLOOR 10, SUITE 55, New York, NY 10001
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 2004
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Sean Hollitz work?
Sean Hollitz has been Managing Partner of Blackdiamond Wealth Management, LLC since April 2017, and is a control person of the firm.
Is Sean Hollitz a financial advisor?
Yes. Sean Hollitz has a current investment-adviser registration in California, New York and Texas, through Blackdiamond Wealth Management since May 2018.
How many years of experience does Sean Hollitz have?
Sean Hollitz has 22 years in the financial industry, since April 2004, across 2 adviser firms.
What exams has Sean Hollitz passed?
Sean Hollitz has passed 4 licensing exams: the Series 55, Series 7, Series 63 and Series 99TO. The earliest, the Series 55, was passed in August 2001. FINRA credited Sean Hollitz with the SIE, which began in October 2018.
Where did Sean Hollitz work before Blackdiamond Wealth Management?
Before Blackdiamond Wealth Management, Sean Hollitz was registered through MML Investors Services, LLC, June 2014 to March 2018.
Where is Sean Hollitz based?
Sean Hollitz’s registered office is in New York, NY.
Is Sean Hollitz registered with FINRA?
Yes. Sean Hollitz has a current broker registration, under CRD 4085021.
Source: FINRA BrokerCheck
How can I verify Sean Hollitz’s record?
Search CRD 4085021 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Sean Hollitz’s full registration record.