Scott Ungar has been Chief Compliance Officer of Blackdiamond Wealth Management since January 2018, is a control person of the firm and directly owns under 5% of it.
Blackdiamond Wealth Management, LLC is a New York, NY firm with $424M under management, 379 clients and 7 advisers across 3 offices, as of its July 2026 filing.
- – present · 4 yearsNew York, NY · Adviser representative · Firm CRD 291459
Investment adviser representative registrations
Scott Ungar is registered as an investment adviser representative in New York, since December 2021.
- New YorkSince 2 December 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 1 December 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 15 September 2008 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 12 February 2008 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Scott Michael Ungar
- CRD
- 5199319
- Firm
- Blackdiamond Wealth Management · CRD 291459
- Role
- Chief Compliance Officer
- Office
- 31 HUDSON YARDS, FLOOR 10, SUITE 55, New York, NY 10001
- Registration
- Investment adviser registration
- In the industry since
- March 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does Scott Ungar work?
Scott Ungar has been Chief Compliance Officer of Blackdiamond Wealth Management, LLC since January 2018, and is a control person of the firm.
Is Scott Ungar a financial advisor?
Yes. Scott Ungar has a current investment-adviser registration in New York, through Blackdiamond Wealth Management since December 2021.
How many years of experience does Scott Ungar have?
Scott Ungar has 14 years in the financial industry, since March 2012, across 1 adviser firm.
What exams has Scott Ungar passed?
Scott Ungar has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in February 2008. FINRA credited Scott Ungar with the SIE, which began in October 2018.
Where is Scott Ungar based?
Scott Ungar’s registered office is in New York, NY.
Is Scott Ungar registered with FINRA?
No. Scott Ungar has no current broker registration.
How can I verify Scott Ungar’s record?
Search CRD 5199319 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Ungar’s full registration record.