Sean DeBarberie has been an investment adviser representative at Thrive Capital Management since August 2024, and is not listed among the firm’s executive officers or direct owners.
Thrive Capital Management, LLC is a Fort Washington, PA firm with $657M under management, 786 clients and 13 advisers across 4 offices, as of its June 2026 filing.
Sean DeBarberie’s longest registration was 2 years at Riversedge Advisors (2021–2024). Before joining Thrive Capital Management in 2024, Sean DeBarberie was registered through Riversedge Advisors.
- – present · 2 yearsFort Washington, PA · Adviser representative · Firm CRD 281347
- Riversedge Advisors– · 2 yearsWilmington, DE · Adviser representative · Firm CRD 298390
Investment adviser representative registrations
Sean DeBarberie is registered as an investment adviser representative in 2 states. The first approvals date from August 2024; the most recent is New Jersey, in March 2026.
- New JerseySince 26 March 2026
- PennsylvaniaSince 7 August 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 18 October 2021 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 May 2019 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 29 April 2019 |
| SIE | Securities Industry Essentials Examination | 8 April 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7084890
- Firm
- Thrive Capital Management · CRD 281347
- Office
- 500 W OFFICE CENTER DRIVE, SUITE 300, Fort Washington, PA 19034
- Registration
- Investment adviser registration
- In the industry since
- November 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does Sean DeBarberie work?
Sean DeBarberie is an investment adviser representative registered through Thrive Capital Management, LLC since August 2024, and is not listed among the firm’s executive officers or direct owners.
Is Sean DeBarberie a financial advisor?
Yes. Sean DeBarberie has a current investment-adviser registration in New Jersey and Pennsylvania, through Thrive Capital Management since August 2024.
How many years of experience does Sean DeBarberie have?
Sean DeBarberie has 6 years in the financial industry, since November 2019, across 2 adviser firms.
What exams has Sean DeBarberie passed?
Sean DeBarberie has passed 4 licensing exams: the SIE, Series 6TO, Series 63 and Series 65. The earliest, the SIE, was passed in April 2019.
Where did Sean DeBarberie work before Thrive Capital Management?
Before Thrive Capital Management, Sean DeBarberie was registered through Riversedge Advisors, October 2021 to July 2024.
Where is Sean DeBarberie based?
Sean DeBarberie’s registered office is in Fort Washington, PA.
Is Sean DeBarberie registered with FINRA?
No. Sean DeBarberie has no current broker registration.
How can I verify Sean DeBarberie’s record?
Search CRD 7084890 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sean DeBarberie’s full registration record.
- Brett PohlChief Compliance Officer
- Christopher BakDirector of Investment Operations
- David BezarManaging Director
- Karen BezarManaging Partner
- Bret ElamManaging Partner