Sean Cauvel has been Managing Partner of Westmount Partners since January 2022, is a control person of the firm and directly owns under 5% of it. Sean Cauvel studied at Westminster College.
Westmount Partners, LLC is a Los Angeles, CA firm with $5.94B under management, 1,463 clients and 18 advisers across 2 offices, as of its May 2026 filing.
Sean Cauvel is Managing Partner of Westmount Partners, LLC, based in Los Angeles. He spent 10 years with the financial services division of Nationwide Insurance in Ohio, where he directed a team responsible for marketing and client service for the State of Ohio's deferred compensation plan. He moved to Los Angeles in 2003 and worked for a high-yield bond manager for two years before joining Westmount.
Sean Cauvel’s longest registration is the current one, 14 years at Westmount Partners since 2011. Before joining Westmount Partners in 2011, Sean Cauvel was registered through Westmount Asset Management Inc.
- Westmount Partners, LLCCurrent– present · 14 yearsLos Angeles, CA · Adviser representative · Firm CRD 158857
- Westmount Asset Management Inc– · 2 yearsLos Angeles, CA · Adviser representative · Firm CRD 104665
Professional designations
Listed by Westmount Partners
- CFP®
Investment adviser representative registrations
Sean Cauvel is registered as an investment adviser representative in California, since November 2011.
- CaliforniaSince 9 November 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 18 April 1996 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 20 November 1995 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 9 August 1995 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Sean Christian Cauvel
- CRD
- 2638565
- Firm
- Westmount Partners · CRD 158857
- Role
- Managing Partner
- Office
- 2049 CENTURY PARK EAST, SUITE 2500, Los Angeles, CA 90067
- Registration
- Investment adviser registration
- In the industry since
- June 2009
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- westmount.com
Where does Sean Cauvel work?
Sean Cauvel has been Managing Partner of Westmount Partners, LLC since January 2022, and is a control person of the firm.
Is Sean Cauvel a financial advisor?
Yes. Sean Cauvel has a current investment-adviser registration in California, through Westmount Partners since November 2011.
How many years of experience does Sean Cauvel have?
Sean Cauvel has 17 years in the financial industry, since June 2009, across 2 adviser firms.
What exams has Sean Cauvel passed?
Sean Cauvel has passed 3 licensing exams: the Series 6, Series 26 and Series 63. The earliest, the Series 6, was passed in August 1995.
Where is Sean Cauvel based?
Sean Cauvel’s registered office is in Los Angeles, CA.
Is Sean Cauvel registered with FINRA?
No. Sean Cauvel has no current broker registration.
Is Sean Cauvel a CFP?
Westmount Partners lists Sean Cauvel with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Sean Cauvel’s record?
Search CRD 2638565 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sean Cauvel’s full registration record.
