Sean Carroll has been an investment adviser representative at AMJ Financial Wealth Management since September 2026, and is not listed among the firm’s executive officers or direct owners.
Amj Financial Wealth Management LLC is a Leesburg, VA firm with $482M under management, 470 clients and 7 advisers in one office, as of its March 2026 filing.
- – present · under a yearLeesburg, VA · Adviser representative · Firm CRD 162878
Investment adviser representative registrations
Sean Carroll is registered as an investment adviser representative in Virginia, since September 2026.
- VirginiaSince 28 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 September 2026 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Sean J Carroll
- CRD
- 8109185
- Firm
- AMJ Financial Wealth Management · CRD 162878
- Office
- 44160 SCHOLAR PLAZA, SUITE 490, Leesburg, VA 20176
- Registration
- Investment adviser registration
- In the industry since
- September 2026
- Disciplinary history
- Not yet shown here · SEC record
Where does Sean Carroll work?
Sean Carroll is an investment adviser representative registered through Amj Financial Wealth Management LLC since September 2026, and is not listed among the firm’s executive officers or direct owners.
Is Sean Carroll a financial advisor?
Yes. Sean Carroll has a current investment-adviser registration in Virginia, through AMJ Financial Wealth Management since September 2026.
How many years of experience does Sean Carroll have?
Sean Carroll has 0 years in the financial industry, since September 2026, across 1 adviser firm.
What exams has Sean Carroll passed?
Sean Carroll passed the Series 65 in September 2026.
Where is Sean Carroll based?
Sean Carroll’s registered office is in Leesburg, VA.
Is Sean Carroll registered with FINRA?
No. Sean Carroll has no current broker registration.
How can I verify Sean Carroll’s record?
Search CRD 8109185 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sean Carroll’s full registration record.