Scott Weber has been Chief Executive Officer and Chief Compliance Officer of Wealthlynk since June 2023, is a control person of the firm and directly owns 75% or more of it.
Wealthlynk, Inc. is a Fallbrook, CA firm with $112M under management, 178 clients and 1 adviser in one office, as of its September 2026 filing.
Scott Weber is CEO and President of Wealthlynk, Inc. and a Senior Wealth Advisor. He began his career as a financial consultant in 2004 and founded Wealthlynk Inc.
Scott Weber’s longest registration was 10 years at J.P. Morgan Securities LLC (2012–2023). Before joining Wealthlynk in 2023, Scott Weber was registered through J.P. Morgan Securities LLC and Chase Investment Services Corp.
- J.P. Morgan Securities LLC– · 10 yearsFallbrook, CA · Adviser representative · Firm CRD 79
- Chase Investment Services Corp.– · 2 yearsFallbrook, CA · Adviser representative · Firm CRD 25574
- UBS Financial Services Inc.– · 1 yearCarlsbad, CA · Adviser representative · Firm CRD 8174
- Morgan Stanley & Co., Incorporated– · under a yearCarlsbad, CA · Adviser representative · Firm CRD 8209
- Morgan Stanley– · 1 yearCarlsbad, CA · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
Scott Weber is registered as an investment adviser representative in California, since August 2023.
- CaliforniaSince 7 August 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 31 | Futures Managed Funds Examination | 27 January 2006 |
| Series 66 | Uniform Combined State Law Examination | 10 January 2006 |
| Series 7 | General Securities Representative Examination | 22 December 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Scott R. Weber
- CRD
- 5056961
- Firm
- Wealthlynk · CRD 327527
- Role
- Chief Executive Officer and Chief Compliance Officer
- Office
- 1615 S MISSION SUITE A, Fallbrook, CA 92028
- Registration
- Investment adviser registration
- In the industry since
- September 2006
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- wealthlynk.com
Where does Scott Weber work?
Scott Weber has been Chief Executive Officer and Chief Compliance Officer of Wealthlynk, Inc. since June 2023, and is a control person of the firm.
Is Scott Weber a financial advisor?
Yes. Scott Weber has a current investment-adviser registration in California, through Wealthlynk since August 2023.
How many years of experience does Scott Weber have?
Scott Weber has 20 years in the financial industry, since September 2006, across 6 adviser firms.
What exams has Scott Weber passed?
Scott Weber has passed 3 licensing exams: the Series 7, Series 66 and Series 31. The earliest, the Series 7, was passed in December 2005. FINRA credited Scott Weber with the SIE, which began in October 2018.
Where did Scott Weber work before Wealthlynk?
Before Wealthlynk, Scott Weber was registered through J.P. Morgan Securities LLC, October 2012 to August 2023; Chase Investment Services Corp., June 2010 to October 2012; UBS Financial Services Inc., November 2007 to October 2009; Morgan Stanley & Co., Incorporated, April 2007 to November 2007; Morgan Stanley, January 2006 to April 2007.
Where is Scott Weber based?
Scott Weber’s registered office is in Fallbrook, CA.
Is Scott Weber registered with FINRA?
No. Scott Weber has no current broker registration.
How can I verify Scott Weber’s record?
Search CRD 5056961 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Weber’s full registration record.