Scott Waechter has been Principal of Code Waechter since January 2018, is a control person of the firm and directly owns between 50% and 75% of it.
Code Waechter LLC is a Tampa, FL firm with $409M under management, 324 clients and 5 advisers in one office, as of its January 2026 filing.
Scott Waechter’s longest registration was 9 years at MML Investors Services, LLC (2008–2018). Before joining Code Waechter in 2018, Scott Waechter was registered through MML Investors Services, LLC.
- MML Investors Services, LLC– · 9 yearsTampa, FL · Adviser representative · Firm CRD 10409
Investment adviser representative registrations
Scott Waechter is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2018; the most recent is Texas, in April 2018.
- FloridaSince 12 January 2018
- TexasResidentSince 19 April 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 28 December 2007 |
| Series 7 | General Securities Representative Examination | 23 October 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Scott Thomas Waechter
- CRD
- 5365962
- Firm
- Code Waechter · CRD 289372
- Role
- Principal
- Office
- 4830 W. KENNEDY BLVD., Tampa, FL 33609
- Registration
- Investment adviser registration
- In the industry since
- October 2007
- Disciplinary history
- Not yet shown here · SEC record
Where does Scott Waechter work?
Scott Waechter has been Principal of Code Waechter LLC since January 2018, and is a control person of the firm.
Is Scott Waechter a financial advisor?
Yes. Scott Waechter has a current investment-adviser registration in Florida and Texas, through Code Waechter since January 2018.
How many years of experience does Scott Waechter have?
Scott Waechter has 18 years in the financial industry, since October 2007, across 2 adviser firms.
What exams has Scott Waechter passed?
Scott Waechter has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2007. FINRA credited Scott Waechter with the SIE, which began in October 2018.
Where did Scott Waechter work before Code Waechter?
Before Code Waechter, Scott Waechter was registered through MML Investors Services, LLC, April 2008 to January 2018.
Where is Scott Waechter based?
Scott Waechter’s registered office is in Tampa, FL.
Is Scott Waechter registered with FINRA?
No. Scott Waechter has no current broker registration.
How can I verify Scott Waechter’s record?
Search CRD 5365962 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Waechter’s full registration record.