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Scott Ulm

Co-Managing Partner at Armour Capital Management

Broker registration; no current adviser registration

Scott Ulm is Co-Managing Partner of Armour Capital Management LP, a Vero Beach investment adviser managing $21B. Scott Ulm has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 24 and Series 79.

3
Licensing exams

From the IAPD record · data retrieved 17 October 2026 · page updated 20 October 2026SEC record

Career

Scott Ulm has been Co-Managing Partner of Armour Capital Management since December 2014. Scott Ulm is a control person of the firm and directly owns between 25% and 50% of it. Scott Ulm holds a BA from summa cum laude — Amherst College, an MBA — Yale School of Management and a JD — Yale Law School.

Armour Capital Management LP is a Vero Beach, FL firm with $21B under management, 1 client and 6 advisers in one office, as of its March 2026 filing.

The 2026 ARMOUR Residential REIT proxy says Scott Ulm has been a managing member of an entity acting as a general partner of ACM since December 2014.

No adviser firm registrations are on Scott Ulm’s record.

Credentials and registrations

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 7927 January 2017
Name
Investment Banking Registered Representative Examination
Series 249 September 2016
Name
General Securities Principal Examination
Series 718 October 1986
Name
General Securities Representative Examination

Individual record

Full name
Scott Jeffrey Ulm
CRD
1575205
Firm bio
sec.gov

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Scott Ulm work?

Scott Ulm has been Co-Managing Partner of Armour Capital Management LP since December 2014, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 26 March 2026

Does Scott Ulm have a current investment-adviser registration?

Scott Ulm has a current broker registration and no current investment-adviser registration.

Source: IAPD individual record, checked 17 October 2026

What exams has Scott Ulm passed?

Scott Ulm has passed 3 licensing exams: the Series 7, Series 24 and Series 79. The earliest, the Series 7, was passed in October 1986. FINRA credited Scott Ulm with the SIE, which began in October 2018.

Source: IAPD individual record, checked 17 October 2026

Leadership at Armour Capital Management

Sources

  1. IAPD individual record, CRD 1575205. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Armour Capital Management LP, filed 26 March 2026. Title, control and ownership bands.
  3. Armour Capital Management team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

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