Scott Spears has been an investment adviser representative at Symphony Financial Services since February 2009, and is not listed among the firm’s executive officers or direct owners. Scott Spears holds a Business Administration degree from Purdue University and a Flight Technology degree from Vincennes University.
Symphony Financial Services, Inc. is an Akron, OH firm with $429M under management, 641 clients and 7 advisers across 2 offices, as of its February 2026 filing.
Scott D. Spears is an Investment Advisor Representative of Symphony Financial Services, Inc., based in Akron, Ohio. Throughout his career he has served as a Chief Corporate Pilot and a Global IT Administrator.
Scott Spears’ longest registration is the current one, 17 years at Symphony Financial Services since 2009. Before joining Symphony Financial Services in 2009, Scott Spears was registered through LPL Financial Corporation and M Holdings Securities, Inc.
- – present · 17 yearsAkron, OH · Adviser representative · Firm CRD 125058
- LPL Financial Corporation– · 2 yearsAkron, OH · Adviser representative · Firm CRD 6413
- M Holdings Securities, Inc.– · 2 yearsAkron, OH · Adviser representative · Firm CRD 43285
- Family Wealth Counselors, Inc. (Not "Waelth")– · 1 yearCleveland, OH · Adviser representative · Firm CRD 119970
- Raymond James Financial Services– · 1 yearAkron, OH · Adviser representative · Firm CRD 6694
Investment adviser representative registrations
Scott Spears is registered as an investment adviser representative in Ohio, since February 2009.
- OhioSince 19 February 2009
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 28 January 2005 |
| Series 7 | General Securities Representative Examination | 28 January 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 September 2003 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 30 July 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Scott Douglas Spears
- CRD
- 4683260
- Firm
- Symphony Financial Services · CRD 125058
- Office
- 529 N CLEVELAND MASSILLON RD., SUITE 200, Akron, OH 44333
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 2003
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- symphony-financial.com
Where does Scott Spears work?
Scott Spears is an investment adviser representative registered through Symphony Financial Services, Inc. since February 2009, and is not listed among the firm’s executive officers or direct owners.
Is Scott Spears a financial advisor?
Yes. Scott Spears has a current investment-adviser registration in Ohio, through Symphony Financial Services since February 2009.
How many years of experience does Scott Spears have?
Scott Spears has 23 years in the financial industry, since July 2003, across 5 adviser firms.
What exams has Scott Spears passed?
Scott Spears has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in July 2003. FINRA credited Scott Spears with the SIE, which began in October 2018.
Where did Scott Spears work before Symphony Financial Services?
Before Symphony Financial Services, Scott Spears was registered through M Holdings Securities, Inc., March 2005 to November 2007; Family Wealth Counselors, Inc. (Not "Waelth"), February 2005 to August 2006; Raymond James Financial Services, February 2004 to March 2005.
Where is Scott Spears based?
Scott Spears’ registered office is in Akron, OH.
Is Scott Spears registered with FINRA?
Yes. Scott Spears has a current broker registration, under CRD 4683260.
Source: FINRA BrokerCheck
How can I verify Scott Spears’ record?
Search CRD 4683260 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Scott Spears’ full registration record.