Scott Shagrin has been Managing Director of Beverly Hills Private Wealth since October 2022, is a control person of the firm and directly owns under 5% of it. Scott Shagrin holds a Degree in Finance from the University of Arizona and a Degree in Real Estate from the University of Arizona.
Beverly Hills Private Wealth, LLC is a Beverly Hills, CA firm with $912M under management, 250 clients and 6 advisers in one office, as of its March 2026 filing.
Scott Shagrin is Managing Director, Co-Founder of Beverly Hills Private Wealth. Scott works with individuals and families on asset allocation, retirement and estate planning, portfolio construction and risk management. Before co-founding the firm, Scott was Senior Vice President at Merrill Lynch Wealth Management from 2006 to 2022, and his career began at Shearson and Smith Barney.
Scott Shagrin’s longest registration was 16 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2006–2022). Before joining Beverly Hills Private Wealth in 2022, Scott Shagrin was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citigroup Global Markets Inc.
- – present · 4 yearsBeverly Hills, CA · Adviser representative · Firm CRD 321132
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 16 yearsBeverly Hills, CA · Adviser representative · Firm CRD 7691
- Citigroup Global Markets Inc.– · 9 yearsBeverly Hills, CA · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
Scott Shagrin is registered as an investment adviser representative in 2 states, as a resident of Texas. Each was approved in October 2022.
- CaliforniaSince 10 October 2022
- TexasResidentSince 7 October 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 26 November 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 October 1983 |
| Series 7 | General Securities Representative Examination | 16 July 1983 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Scott Marshall Shagrin
- CRD
- 1162316
- Firm
- Beverly Hills Private Wealth · CRD 321132
- Role
- Managing Director
- Office
- 350 S. BEVERLY DRIVE, SUITE 360, Beverly Hills, CA 90212
- Registration
- Investment adviser registration
- In the industry since
- July 1983
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- bhpw.com
Where does Scott Shagrin work?
Scott Shagrin has been Managing Director of Beverly Hills Private Wealth, LLC since October 2022, and is a control person of the firm.
Is Scott Shagrin a financial advisor?
Yes. Scott Shagrin has a current investment-adviser registration in California and Texas, through Beverly Hills Private Wealth since October 2022.
How many years of experience does Scott Shagrin have?
Scott Shagrin has 43 years in the financial industry, since July 1983, across 3 adviser firms.
What exams has Scott Shagrin passed?
Scott Shagrin has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in July 1983. FINRA credited Scott Shagrin with the SIE, which began in October 2018.
Where did Scott Shagrin work before Beverly Hills Private Wealth?
Before Beverly Hills Private Wealth, Scott Shagrin was registered through Citigroup Global Markets Inc., July 1997 to September 2006.
Where is Scott Shagrin based?
Scott Shagrin’s registered office is in Beverly Hills, CA.
Is Scott Shagrin registered with FINRA?
No. Scott Shagrin has no current broker registration.
How can I verify Scott Shagrin’s record?
Search CRD 1162316 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Shagrin’s full registration record.
