Skip to content
Scott Sealock, portrait

Scott Sealock

Managing Director at Highland Associates

Officer record from the firm’s Form ADVForm ADV filed 29 July 2026

Scott Sealock is Managing Director of Highland Associates Inc, a Birmingham investment adviser.

Role at Highland Associates

Title on Schedule A
Managing Director
Control
Scott Sealock is a control person of Highland Associates.
Ownership
An individual ownership band is not available in the source record.
Tenure
Scott Sealock has held the filed role since August 2023.

The firm

Highland Associates Inc
Birmingham, AL

Form ADV filed 29 July 2026

$21B AUM65 clients18 advisers2 offices

Career on record

The IAPD individual lookup on 17 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Scott Sealock is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Scott Sealock
CRD
7821783
Record basis
Form ADV officer listing
Firm bio
regions.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Scott Sealock is a senior consultant at Highland. The firm says he joined in 2008 after working in public accounting, with a focus on tax and private real estate. Highland Associates team biography

Education

Credentials and memberships

Common questions

Where does Scott Sealock work?

Scott Sealock has been Managing Director of Highland Associates Inc since August 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 29 July 2026

Is Scott Sealock a CFA charterholder?

Highland Associates lists Scott Sealock with the CFA credential (“CFA charterholder; Certified Public Accountant (firm-listed).”) on its website. CFA Institute confirms certification status.

Source: Highland Associates team biography

Leadership at Highland Associates

Sources

  1. IAPD individual lookup, CRD 7821783. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Highland Associates Inc, filed 29 July 2026. Title, control and ownership bands.
  3. Highland Associates team page. Biography, education, credentials, awards and portrait.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Scott Sealock or Highland Associates Inc and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.

The portrait is reproduced from the firm’s website for identification.