Scott Peterson has been an investment adviser representative at Financial & Tax Architects since June 2019, and is not listed among the firm’s executive officers or direct owners.
Financial & Tax Architects, LLC is a St. Louis, MO firm with $506M under management, 1,574 clients and 40 advisers across 22 offices, as of its June 2026 filing.
Scott Peterson’s longest registration is the current one, 7 years at Financial & Tax Architects since 2019. Before joining Financial & Tax Architects in 2019, Scott Peterson was registered through Edward Jones.
- – present · 7 yearsSt. Louis, MO · Adviser representative · Firm CRD 119169
- Edward Jones– · 4 yearsSt Louis, MO · Adviser representative · Firm CRD 250
Investment adviser representative registrations
Scott Peterson is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from June 2019; the most recent is Texas, in June 2024.
- IllinoisSince 19 July 2019
- MissouriSince 5 June 2019
- TexasResidentSince 27 June 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 26 September 2014 |
| Series 7 | General Securities Representative Examination | 28 July 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Scott M Peterson
- CRD
- 5999160
- Firm
- Financial & Tax Architects · CRD 119169
- Office
- 12412 POWERSCOURT DRIVE, SUITE 25, St. Louis, MO 63131
- Registration
- Investment adviser registration
- In the industry since
- July 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Scott Peterson work?
Scott Peterson is an investment adviser representative registered through Financial & Tax Architects, LLC since June 2019, and is not listed among the firm’s executive officers or direct owners.
Is Scott Peterson a financial advisor?
Yes. Scott Peterson has a current investment-adviser registration in Illinois, Missouri and Texas, through Financial & Tax Architects since June 2019.
How many years of experience does Scott Peterson have?
Scott Peterson has 12 years in the financial industry, since July 2014, across 2 adviser firms.
What exams has Scott Peterson passed?
Scott Peterson has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2014. FINRA credited Scott Peterson with the SIE, which began in October 2018.
Where did Scott Peterson work before Financial & Tax Architects?
Before Financial & Tax Architects, Scott Peterson was registered through Edward Jones, September 2014 to June 2019.
Where is Scott Peterson based?
Scott Peterson’s registered office is in St. Louis, MO.
Is Scott Peterson registered with FINRA?
No. Scott Peterson has no current broker registration.
How can I verify Scott Peterson’s record?
Search CRD 5999160 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Peterson’s full registration record.
David BrooksChief Executive Officer
Gordon HaavePresident and Chief Investment Officer- Paul FelschChief Compliance Officer & Legal Counsel