Scott McCaffery has been an investment adviser representative at Paradigm Investment Advisory since February 2026, and is not listed among the firm’s executive officers or direct owners.
Paradigm Investment Advisory, LLC is a Bridgewater, NJ firm with $425M under management, 645 clients and 9 advisers across 4 offices, as of its October 2026 filing.
Scott McCaffery’s longest registration was 18 years at Commonwealth Financial Network (2007–2026). Before joining Paradigm Investment Advisory in 2026, Scott McCaffery was registered through Commonwealth Financial Network.
- – present · under a yearBridgewater, NJ · Adviser representative · Firm CRD 334370
- Commonwealth Financial Network– · 18 yearsWarren, NJ · Adviser representative · Firm CRD 8032
Investment adviser representative registrations
Scott McCaffery is registered as an investment adviser representative in New Jersey, since February 2026.
- New JerseySince 18 February 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 25 July 2007 |
| Series 7 | General Securities Representative Examination | 13 December 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 25 April 2005 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 March 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Scott William McCaffery
- CRD
- 4934766
- Firm
- Paradigm Investment Advisory · CRD 334370
- Office
- 1140 US 22 EAST, SUITE 105, Bridgewater, NJ 08807
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 2005
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Scott McCaffery work?
Scott McCaffery is an investment adviser representative registered through Paradigm Investment Advisory, LLC since February 2026, and is not listed among the firm’s executive officers or direct owners.
Is Scott McCaffery a financial advisor?
Yes. Scott McCaffery has a current investment-adviser registration in New Jersey, through Paradigm Investment Advisory since February 2026.
How many years of experience does Scott McCaffery have?
Scott McCaffery has 21 years in the financial industry, since March 2005, across 2 adviser firms.
What exams has Scott McCaffery passed?
Scott McCaffery has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in March 2005. FINRA credited Scott McCaffery with the SIE, which began in October 2018.
Where did Scott McCaffery work before Paradigm Investment Advisory?
Before Paradigm Investment Advisory, Scott McCaffery was registered through Commonwealth Financial Network, September 2007 to February 2026.
Where is Scott McCaffery based?
Scott McCaffery’s registered office is in Bridgewater, NJ.
Is Scott McCaffery registered with FINRA?
Yes. Scott McCaffery has a current broker registration, under CRD 4934766.
Source: FINRA BrokerCheck
How can I verify Scott McCaffery’s record?
Search CRD 4934766 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Scott McCaffery’s full registration record.
- Andrew KoltunowiczManaging Partner
- David ProvinsalManaging Director/CCO
- Joseph WhiteManaging Partner