Scott Mann has been an investment adviser representative at VIA IV Investments since October 2014, and is not listed among the firm’s executive officers or direct owners.
Via IV Investments, LLC is a Burr Ridge, IL firm with $222M under management, 532 clients and 4 advisers in one office, as of its March 2026 filing.
Scott Mann’s longest registration is the current one, 12 years at VIA IV Investments since 2014.
- Mann Wealth Management, LLC– · 2 yearsHouston, TX · Adviser representative · Firm CRD 292172
- Via IV Investments, LLCCurrent– present · 12 yearsHouston, TX · Adviser representative · Firm CRD 121992
Investment adviser representative registrations
Scott Mann is registered as an investment adviser representative in Texas, since October 2014.
- TexasSince 9 October 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 April 2014 |
| Series 24 | General Securities Principal Examination | 27 November 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 November 1996 |
| Series 7 | General Securities Representative Examination | 22 October 1996 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Scott Edward Mann
- CRD
- 2777511
- Firm
- VIA IV Investments · CRD 121992
- Office
- 1717 ST. JAMES PLACE, SUITE 365, Houston, TX 77057
- Registration
- Investment adviser registration
- In the industry since
- October 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Scott Mann work?
Scott Mann is an investment adviser representative registered through Via IV Investments, LLC since October 2014, and is not listed among the firm’s executive officers or direct owners.
Is Scott Mann a financial advisor?
Yes. Scott Mann has a current investment-adviser registration in Texas, through VIA IV Investments since October 2014.
How many years of experience does Scott Mann have?
Scott Mann has 12 years in the financial industry, since October 2014, across 2 adviser firms.
What exams has Scott Mann passed?
Scott Mann has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 7, was passed in October 1996.
Where is Scott Mann based?
Scott Mann’s registered office is in Houston, TX.
Is Scott Mann registered with FINRA?
No. Scott Mann has no current broker registration.
How can I verify Scott Mann’s record?
Search CRD 2777511 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Mann’s full registration record.
