Scott Jones has been an investment adviser representative at Cross Border Wealth since November 2025, and is not listed among the firm’s executive officers or direct owners.
Cross Border Wealth, LLC is a New York, NY firm with $222M under management, 531 clients and 7 advisers across 3 offices, as of its April 2026 filing.
Scott Jones’ longest registration was 2 years at Prudential Financial Planning Services (2021–2024). Before joining Cross Border Wealth in 2025, Scott Jones was registered through Northwestern Mutual Investment Services,llc and Prudential Financial Planning Services.
- Cross Border Wealth, LLCCurrent– present · under a yearNew York, NY · Adviser representative · Firm CRD 288330
- Northwestern Mutual Investment Services,llc– · 1 yearPittsburgh, PA · Adviser representative · Firm CRD 2881
- Prudential Financial Planning Services– · 2 yearsMonroeville, PA · Adviser representative · Firm CRD 5685
Investment adviser representative registrations
Scott Jones is registered as an investment adviser representative in Pennsylvania, since November 2025.
- PennsylvaniaSince 21 November 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 3 September 2021 |
| Series 7TO | General Securities Representative Examination | 23 July 2021 |
| SIE | Securities Industry Essentials Examination | 13 April 2021 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Scott Michael Jones
- CRD
- 7367186
- Firm
- Cross Border Wealth · CRD 288330
- Office
- 230 PARK AVENUE, 4TH FLOOR WEST, New York, NY 10169
- Registration
- Investment adviser registration
- In the industry since
- November 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Scott Jones work?
Scott Jones is an investment adviser representative registered through Cross Border Wealth, LLC since November 2025, and is not listed among the firm’s executive officers or direct owners.
Is Scott Jones a financial advisor?
Yes. Scott Jones has a current investment-adviser registration in Pennsylvania, through Cross Border Wealth since November 2025.
How many years of experience does Scott Jones have?
Scott Jones has 4 years in the financial industry, since November 2021, across 3 adviser firms.
What exams has Scott Jones passed?
Scott Jones has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in April 2021.
Where did Scott Jones work before Cross Border Wealth?
Before Cross Border Wealth, Scott Jones was registered through Northwestern Mutual Investment Services,llc, March 2024 to September 2025; Prudential Financial Planning Services, October 2021 to February 2024.
Where is Scott Jones based?
Scott Jones’ registered office is in New York, NY.
Is Scott Jones registered with FINRA?
No. Scott Jones has no current broker registration.
How can I verify Scott Jones’ record?
Search CRD 7367186 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Jones’ full registration record.