Scott Greene has been an investment adviser representative at Compass Financial Management since April 2025, and is not listed among the firm’s executive officers or direct owners.
Compass Financial Management LLC is a Tampa, FL firm with $894M under management, 2,228 clients and 31 advisers across 37 offices, as of its May 2026 filing.
Scott Greene’s longest registration was 5 years at Ae Wealth Management, LLC (2020–2025). Before joining Compass Financial Management in 2025, Scott Greene was registered through Ae Wealth Management, LLC and Sandy Morris Financial & Estate Planning Services, LLC.
- – present · 1 yearTampa, FL · Adviser representative · Firm CRD 156345
- Ae Wealth Management, LLC– · 5 yearsCrystal River, FL · Adviser representative · Firm CRD 282580
- Sandy Morris Financial & Estate Planning Services, LLC– · 2 yearsTampa, FL · Adviser representative · Firm CRD 187519
- Mutual Trust Asset MGMT., Inc.– · under a yearClermont, FL · Adviser representative · Firm CRD 121364
Investment adviser representative registrations
Scott Greene is registered as an investment adviser representative in Florida, since April 2025.
- FloridaSince 8 April 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 11 April 2016 |
| Series 7 | General Securities Representative Examination | 1 August 2002 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 7 July 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Scott Evan Greene
- CRD
- 3132867
- Firm
- Compass Financial Management · CRD 156345
- Office
- 15170 N. Florida Ave., Tampa, FL 33613
- Registration
- Investment adviser registration
- In the industry since
- April 2000
- Disciplinary history
- Not yet shown here · SEC record
Where does Scott Greene work?
Scott Greene is an investment adviser representative registered through Compass Financial Management LLC since April 2025, and is not listed among the firm’s executive officers or direct owners.
Is Scott Greene a financial advisor?
Yes. Scott Greene has a current investment-adviser registration in Florida, through Compass Financial Management since April 2025.
How many years of experience does Scott Greene have?
Scott Greene has 26 years in the financial industry, since April 2000, across 4 adviser firms.
What exams has Scott Greene passed?
Scott Greene has passed 3 licensing exams: the Series 6, Series 7 and Series 66. The earliest, the Series 6, was passed in July 1999. FINRA credited Scott Greene with the SIE, which began in October 2018.
Where did Scott Greene work before Compass Financial Management?
Before Compass Financial Management, Scott Greene was registered through Ae Wealth Management, LLC, January 2020 to April 2025; Sandy Morris Financial & Estate Planning Services, LLC, June 2017 to August 2019; Mutual Trust Asset MGMT., Inc., July 2016 to January 2017.
Where is Scott Greene based?
Scott Greene’s registered office is in Tampa, FL.
Is Scott Greene registered with FINRA?
No. Scott Greene has no current broker registration.
How can I verify Scott Greene’s record?
Search CRD 3132867 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Greene’s full registration record.
- Matthew MarkowskiDirector/CCO/Managing Member
- Michael MarkowskiDirector/Managing Member
- Christopher MarkowskiDirector/Managing Member