Career
Scott Dias has been SVP, Chief Compliance Officer, General Counsel of Acadian Asset Management since December 2007. Scott Dias is a control person of the firm and directly owns under 5% of it.
Acadian Asset Management LLC is a Boston, MA firm with $177B under management, 350 clients and 125 advisers in one office, as of its August 2026 filing.
- Linsco/private Ledger Corp.– · 3 yearsBoston, MA · Adviser representative · Firm CRD 6413
Credentials and registrations
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 2 April 1997 |
| Series 24 | General Securities Principal Examination | 16 September 1996 |
| Series 7 | General Securities Representative Examination | 14 August 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Scott Peter Dias
- CRD
- 2759180
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Scott Dias work?
Scott Dias has been SVP, Chief Compliance Officer, General Counsel of Acadian Asset Management LLC since December 2007, and is a control person of the firm.
Does Scott Dias have a current investment-adviser registration?
Scott Dias has a current broker registration and no current investment-adviser registration.
What exams has Scott Dias passed?
Scott Dias has passed 3 licensing exams: the Series 7, Series 24 and Series 66. The earliest, the Series 7, was passed in August 1996. FINRA credited Scott Dias with the SIE, which began in October 2018.
Where was Scott Dias previously registered as an investment adviser?
Scott Dias has past investment-adviser registrations through Linsco/private Ledger Corp., May 2001 to October 2004, across 1 firm.