Skip to content

Scott Clements

Investment adviser representative at RMR Wealth Management in New York, NY

Investment adviser registrationUpdated

Scott Clements is an investment adviser representative at RMR Wealth Management, an investment adviser managing $195M, and works from its New York, NY office. Scott Clements has been registered through RMR Wealth Management since 2 December 2025, has 28 years in the industry across 9 firms and has passed the Series 7, Series 63 and Series 65.

28
Years in industry
0
Years at firm
9
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Scott Clements has been an investment adviser representative at RMR Wealth Management since December 2025, and is not listed among the firm’s executive officers or direct owners.

RMR Wealth Management is a New York, NY firm with $195M under management, 189 clients and 7 advisers in one office, as of its March 2026 filing.

Scott Clements’ longest registration was 7 years at Fountainhead Advisors (2017–2025). Before joining RMR Wealth Management in 2025, Scott Clements was registered through Fountainhead Advisors and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

  1. – present · under a year
    New York, NY · Adviser representative · Firm CRD 152266
  2. Fountainhead Advisors
    – · 7 years
    Warren, NJ · Adviser representative · Firm CRD 156185
  3. Merrill Lynch, Pierce, Fenner & Smith Incorporated
    – · 6 years
    Iselin, NJ · Adviser representative · Firm CRD 7691
  4. Invesco Advisers, Inc.
    – · under a year
    Atlanta, GA · Adviser representative · Firm CRD 105360
  5. Invesco Aim Private Asset Management, Inc.
    – · under a year
    Houston, TX · Adviser representative · Firm CRD 109264
  6. Riversource Investments
    – · under a year
    Boston, MA · Adviser representative · Firm CRD 108257
  7. Pioneer Institutional Asset Management, Inc.
    – · under a year
    Boston, MA · Adviser representative · Firm CRD 138756
  8. Pioneer Investment Management, Inc.
    – · under a year
    Boston, MA · Adviser representative · Firm CRD 107719
  9. BlackRock Capital Management, Inc.
    – · under a year
    New York, NY · Adviser representative · Firm CRD 108069

Credentials and registrations

Investment adviser representative registrations

Scott Clements is registered as an investment adviser representative in New York, since December 2025.

  • New YorkSince 2 December 2025

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 652 August 2005
Name
Uniform Investment Adviser Law Examination
Series 6315 June 1994
Name
Uniform Securities Agent State Law Examination
Series 726 May 1994
Name
General Securities Representative Examination

Key facts

Full name
Scott J Clements
CRD
2473614
Firm
RMR Wealth Management · CRD 152266
Office
14 Penn Plaza- Suite 1316, New York, NY 10122
Registration
Investment adviser registration
In the industry since
January 1998
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Scott Clements work?

Scott Clements is an investment adviser representative registered through RMR Wealth Management since December 2025, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 22 October 2026

Is Scott Clements a financial advisor?

Yes. Scott Clements has a current investment-adviser registration in New York, through RMR Wealth Management since December 2025.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Scott Clements have?

Scott Clements has 28 years in the financial industry, since January 1998, across 9 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Scott Clements passed?

Scott Clements has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in May 1994. FINRA credited Scott Clements with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Where did Scott Clements work before RMR Wealth Management?

Before RMR Wealth Management, Scott Clements was registered through Fountainhead Advisors, November 2017 to November 2025; Merrill Lynch, Pierce, Fenner & Smith Incorporated, December 2010 to November 2017; Invesco Advisers, Inc., January 2010 to June 2010; Invesco Aim Private Asset Management, Inc., August 2009 to January 2010; Riversource Investments, November 2008 to June 2009; Pioneer Institutional Asset Management, Inc., April 2006 to March 2007; Pioneer Investment Management, Inc., November 2005 to April 2006; BlackRock Capital Management, Inc., August 2005 to January 2006.

Source: IAPD individual record, checked 22 October 2026

Where is Scott Clements based?

Scott Clements’ registered office is in New York, NY.

Source: IAPD individual record, checked 22 October 2026

Is Scott Clements registered with FINRA?

No. Scott Clements has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Scott Clements’ record?

Search CRD 2473614 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Clements’ full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at RMR Wealth Management

Sources

  1. IAPD individual record, CRD 2473614, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of RMR Wealth Management, filed 31 March 2026. Executive officers and direct owners; this person is not among them.