Brian Mayer has been Chief Compliance Officer of RMR Wealth Management since November 2009, is a control person of the firm and directly owns under 5% of it. Brian Mayer holds a Bachelor of Science in Finance from the University of Rhode Island.
RMR Wealth Management is a New York, NY firm with $195M under management, 189 clients and 7 advisers in one office, as of its March 2026 filing.
Brian T. Mayer is Co-Founder and Managing Partner of RMR Wealth Management, LLC. He has been managing assets for high-net-worth individuals, small business owners and institutional clients since 1995. He began his wealth management career at Oppenheimer & Co., co-founded Mercer Partners, Inc. in 1998, and was one of the founding partners of RMR in 2009.
Brian Mayer’s longest registration is the current one, 16 years at RMR Wealth Management since 2010. Before joining RMR Wealth Management in 2010, Brian Mayer was registered through McGinn, Smith Advisors LLC.
- RMR Wealth ManagementCurrent– present · 16 yearsNew York, NY · Adviser representative · Firm CRD 152266
- McGinn, Smith Advisors LLC– · 3 yearsAlbany, NY · Adviser representative · Firm CRD 137827
Investment adviser representative registrations
Brian Mayer is registered as an investment adviser representative in 4 states, as a resident of Texas. The first approvals date from January 2010; the most recent is New York, in November 2021.
- IndianaSince 28 February 2020
- New JerseySince 8 January 2010
- New YorkSince 30 November 2021
- TexasResidentSince 7 January 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 79TO | Investment Banking Registered Representative Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| Series 57TO | Securities Trader Exam | 2 January 2023 |
| Series 65 | Uniform Investment Adviser Law Examination | 29 November 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 31 October 2005 |
| Series 4 | Registered Options Principal Examination | 15 June 2001 |
| Series 55 | Limited Representative-Equity Trader Exam | 29 June 1999 |
| Series 24 | General Securities Principal Examination | 21 January 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 November 1995 |
| Series 7 | General Securities Representative Examination | 2 November 1995 |
- Name
- Investment Banking Registered Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Trader Exam
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Registered Options Principal Examination
- Name
- Limited Representative-Equity Trader Exam
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brian Todd Mayer
- CRD
- 2640631
- Firm
- RMR Wealth Management · CRD 152266
- Role
- Chief Compliance Officer
- Office
- 14 PENN PLAZA, STE 1316, New York, NY 10122
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 1995
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- rmrwm.com
Where does Brian Mayer work?
Brian Mayer has been Chief Compliance Officer of RMR Wealth Management since November 2009, and is a control person of the firm.
Is Brian Mayer a financial advisor?
Yes. Brian Mayer has a current investment-adviser registration in Indiana, New Jersey, New York and Texas, through RMR Wealth Management since January 2010.
How many years of experience does Brian Mayer have?
Brian Mayer has 30 years in the financial industry, since November 1995, across 2 adviser firms.
What exams has Brian Mayer passed?
Brian Mayer has passed 10 licensing exams: the Series 7, Series 63, Series 24, Series 55, Series 4, Series 66, Series 65, Series 79TO, Series 99TO and Series 57TO. The earliest, the Series 7, was passed in November 1995. FINRA credited Brian Mayer with the SIE, which began in October 2018.
Where did Brian Mayer work before RMR Wealth Management?
Before RMR Wealth Management, Brian Mayer was registered through McGinn, Smith Advisors LLC, February 2006 to April 2009.
Where is Brian Mayer based?
Brian Mayer’s registered office is in New York, NY.
Is Brian Mayer registered with FINRA?
Yes. Brian Mayer has a current broker registration, under CRD 2640631.
Source: FINRA BrokerCheck
How can I verify Brian Mayer’s record?
Search CRD 2640631 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Brian Mayer’s full registration record.
