Scott Brown has been an investment adviser representative at UnderDog Wealth Management since December 2014, and is not listed among the firm’s executive officers or direct owners.
Underdog Wealth Management, LLC is a Maple Grove, MN firm with $112M under management, 408 clients and 2 advisers in one office, as of its June 2026 filing.
Scott Brown is owner of Lake Minnetonka Financial, a retirement plan investment advisor and consultant. He helps plan sponsors and employees understand and optimize their retirement plans and has carried out this role since 1986. He is an Investment Advisor Representative of UnderDog Wealth Management, LLC, a Registered Investment Adviser.
Scott Brown’s longest registration is the current one, 11 years at UnderDog Wealth Management since 2014. Before joining UnderDog Wealth Management in 2014, Scott Brown was registered through Capital Asset Advisory Services, LLC.
- – present · 11 yearsWayzata, MN · Adviser representative · Firm CRD 152998
- Capital Asset Advisory Services, LLC– · 3 yearsWayzata, MN · Adviser representative · Firm CRD 110929
Investment adviser representative registrations
Scott Brown is registered as an investment adviser representative in Minnesota, since December 2014.
- MinnesotaSince 5 December 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 8 August 1985 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 18 June 1985 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Scott Andrew Brown
- CRD
- 1366741
- Firm
- UnderDog Wealth Management · CRD 152998
- Office
- 3701 SHORELINE DRIVE, SUITE 106B, Wayzata, MN 55391
- Registration
- Investment adviser registration
- In the industry since
- December 2013
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lakeminnetonkafinancial.com
Where does Scott Brown work?
Scott Brown is an investment adviser representative registered through Underdog Wealth Management, LLC since December 2014, and is not listed among the firm’s executive officers or direct owners.
Is Scott Brown a financial advisor?
Yes. Scott Brown has a current investment-adviser registration in Minnesota, through UnderDog Wealth Management since December 2014.
How many years of experience does Scott Brown have?
Scott Brown has 12 years in the financial industry, since December 2013, across 2 adviser firms.
What exams has Scott Brown passed?
Scott Brown has passed 2 licensing exams: the Series 6 and Series 63. The earliest, the Series 6, was passed in June 1985.
Where is Scott Brown based?
Scott Brown’s registered office is in Wayzata, MN.
Is Scott Brown registered with FINRA?
No. Scott Brown has no current broker registration.
How can I verify Scott Brown’s record?
Search CRD 1366741 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Brown’s full registration record.
