Anthony Brinda has been Managing Member & Chief Compliance Officer of UnderDog Wealth Management since February 2010, is a control person of the firm and directly owns 75% or more of it. Anthony Brinda holds an MBA from Marquette University and a Bachelor of Arts from The College of St. Scholastica.
Underdog Wealth Management, LLC is a Maple Grove, MN firm with $112M under management, 408 clients and 2 advisers in one office, as of its June 2026 filing.
Anthony Brinda is President of UnderDog Wealth Management, LLC, a Registered Investment Advisor in Maple Grove, MN. His professional experience includes Ameriprise Financial, Inc., White Oaks Wealth Advisors, Inc. and UBS Financial Services, Inc. He started the firm to focus on helping people with their retirement planning.
Anthony Brinda’s longest registration is the current one, 12 years at UnderDog Wealth Management since 2014. Before joining UnderDog Wealth Management in 2014, Anthony Brinda was registered through UBS Financial Services Inc.
- Paradigm, Strategies in Wealth Management, LLC– · 2 yearsMaple Grove, MN · Adviser representative · Firm CRD 110372
- – present · 12 yearsMaple Grove, MN · Adviser representative · Firm CRD 152998
- UBS Financial Services Inc.– · 1 yearSt Paul, MN · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Anthony Brinda is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from January 2014; the most recent is Wisconsin, in May 2020.
- MinnesotaSince 16 January 2014
- TexasResidentSince 23 October 2015
- WisconsinSince 5 May 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 15 April 2004 |
| Series 7 | General Securities Representative Examination | 9 April 2004 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Anthony Novak Brinda
- CRD
- 4718349
- Firm
- UnderDog Wealth Management · CRD 152998
- Role
- Managing Member & Chief Compliance Officer
- Office
- 13762 REIMER DRIVE N, Maple Grove, MN 55311
- Registration
- Investment adviser registration
- In the industry since
- October 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- underdogwealthmanagement.com
Where does Anthony Brinda work?
Anthony Brinda has been Managing Member & Chief Compliance Officer of Underdog Wealth Management, LLC since February 2010, and is a control person of the firm.
Is Anthony Brinda a financial advisor?
Yes. Anthony Brinda has a current investment-adviser registration in Minnesota, Texas and Wisconsin, through UnderDog Wealth Management since January 2014.
How many years of experience does Anthony Brinda have?
Anthony Brinda has 14 years in the financial industry, since October 2012, across 3 adviser firms.
What exams has Anthony Brinda passed?
Anthony Brinda has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in April 2004.
Where did Anthony Brinda work before UnderDog Wealth Management?
Before UnderDog Wealth Management, Anthony Brinda was registered through UBS Financial Services Inc., November 2008 to February 2010.
Where is Anthony Brinda based?
Anthony Brinda’s registered office is in Maple Grove, MN.
Is Anthony Brinda registered with FINRA?
No. Anthony Brinda has no current broker registration.
How can I verify Anthony Brinda’s record?
Search CRD 4718349 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Anthony Brinda’s full registration record.