Scott Anderson has been an investment adviser representative at GW Financial since July 2014, and is not listed among the firm’s executive officers or direct owners.
GW Financial, Inc. is a Reno, NV firm with $134M under management, 93 clients and 2 advisers in one office, as of its April 2026 filing.
Scott Anderson’s longest registration is the current one, 12 years at Scott Anderson Financial, Inc. since 2013. Before joining GW Financial in 2014, Scott Anderson was registered through Cambridge Investment Research Advisors, Inc.
- GW FinancialCurrent– present · 12 yearsNewport Beach, CA · Adviser representative · Firm CRD 110478
- Scott Anderson Financial, Inc.Also current– present · 12 yearsNewport Beach, CA · Adviser representative · Firm CRD 134243
- Cambridge Investment Research Advisors, Inc.– · 7 yearsNewport Beach, CA · Adviser representative · Firm CRD 134139
Investment adviser representative registrations
Scott Anderson is registered as an investment adviser representative in California, since October 2013.
- CaliforniaSince 31 October 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 3 September 2005 |
| Series 7 | General Securities Representative Examination | 7 July 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 May 2000 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Scott Kight Anderson
- CRD
- 4113189
- Firm
- GW Financial · CRD 110478
- Office
- Newport Beach, CA
- Registration
- Investment adviser registration
- In the industry since
- August 2006
- Disciplinary history
- Not yet shown here · SEC record
Where does Scott Anderson work?
Scott Anderson is an investment adviser representative registered through GW Financial, Inc. since July 2014, and is not listed among the firm’s executive officers or direct owners.
Is Scott Anderson a financial advisor?
Yes. Scott Anderson has a current investment-adviser registration in California, through GW Financial since July 2014.
How many years of experience does Scott Anderson have?
Scott Anderson has 20 years in the financial industry, since August 2006, across 3 adviser firms.
What exams has Scott Anderson passed?
Scott Anderson has passed 3 licensing exams: the Series 63, Series 7 and Series 66. The earliest, the Series 63, was passed in May 2000.
Where did Scott Anderson work before GW Financial?
Before GW Financial, Scott Anderson was registered through Cambridge Investment Research Advisors, Inc., October 2005 to December 2012.
Where is Scott Anderson based?
Scott Anderson’s registered office is in Newport Beach, CA.
Is Scott Anderson registered with FINRA?
No. Scott Anderson has no current broker registration.
How can I verify Scott Anderson’s record?
Search CRD 4113189 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Scott Anderson’s full registration record.