Sarah Gruszka is a control person of Florian Financial Group and directly owns under 5% of it.
Florian Financial Group is an investment adviser based in Williamsville, NY, registered with the SEC since 2007. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $215 million, as filed on 17 June 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 5316480
- Firm
- Florian Financial Group · CRD 123869
- Role
- Chief Compliance Officer
- In role since
- April 2007 · 19 years
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Williamsville, NY
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Sarah Gruszka work?
Sarah Gruszka has been Chief Compliance Officer of Florian Financial Group LLC since April 2007, and is a control person of the firm.
How can I verify Sarah Gruszka’s record?
Sarah Gruszka’s role is listed on Florian Financial Group LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 123869.