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Sarah Ball

Chief Compliance Officer at Tcmi

Officer recordForm ADV filed 27 March 2026

Sarah Ball is Chief Compliance Officer of Tcmi, Inc., a Menlo Park investment adviser.

Career

Sarah Ball has been Chief Compliance Officer of Tcmi since March 2024. Sarah Ball is a control person of the firm and directly owns under 5% of it. Sarah Ball holds an A.B. with a major in Music and minor in Anthropology from Dartmouth College.

Tcmi, Inc. is a Menlo Park, CA firm with $22.5B under management, 34 clients and 44 advisers across 3 offices, as of its March 2026 filing.

TCV identifies Sarah Ball as Chief Compliance Officer. Before joining TCV, she worked at PointState Capital, Och-Ziff Capital Management, and the International Securities Exchange.

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Credentials and registrations

Individual registration and examination information for Sarah Ball is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Sarah Ball
CRD
6565804
Record basis
Form ADV officer listing

Disciplinary history is not reported here, in either direction. Check the SEC record.

Common questions

Where does Sarah Ball work?

Sarah Ball has been Chief Compliance Officer of Tcmi, Inc. since March 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 27 March 2026

Leadership at Tcmi

Sources

  1. IAPD individual lookup, CRD 6565804. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Tcmi, Inc., filed 27 March 2026. Title, control and ownership bands.
  3. TCV: Sarah Ball. Biography, education.

Retrieved 18 October 2026. The SEC record may have been amended since.

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