Sara Lovell has been Managing Member, and Chief Compliance Officer of 21 West Wealth Management since July 2020, is a control person of the firm and directly owns between 25% and 50% of it. Sara Lovell holds a Bachelor's degree from the University of California, Irvine.
21 West Wealth Management LLC is a Tustin, CA firm with $137M under management, 35 clients and 2 advisers in one office, as of its June 2026 filing.
Sara Lovell is a Managing Partner of 21 West Wealth Management. She is a CERTIFIED FINANCIAL PLANNER™ professional with more than 15 years in the financial services industry. She has spent her career working with clients to develop their overall financial strategy, manage their investments, and integrate their investment, tax and estate planning into a wealth management plan.
Sara Lovell’s longest registration is the current one, 6 years at 21 West Wealth Management since 2020. Before joining 21 West Wealth Management in 2020, Sara Lovell was registered through J.P. Morgan Securities LLC and Axa Advisors, LLC.
- – present · 6 yearsTustin, CA · Adviser representative · Firm CRD 304532
- J.P. Morgan Securities LLC– · 1 yearTustin, CA · Adviser representative · Firm CRD 79
- Axa Advisors, LLC– · under a yearIrvine, CA · Adviser representative · Firm CRD 6627
- Raymond James Financial Services Advisors, Inc– · under a yearSanta Ana, CA · Adviser representative · Firm CRD 149018
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 1 yearCosta Mesa, CA · Adviser representative · Firm CRD 7691
Professional designations
Listed by 21 West Wealth Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Sara Lovell is registered as an investment adviser representative in 2 states. Each was approved in July 2020.
- CaliforniaSince 18 July 2020
- TexasSince 18 July 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 22 November 2010 |
| Series 7 | General Securities Representative Examination | 17 May 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Sara Faye Lovell
- CRD
- 5326656
- Firm
- 21 West Wealth Management · CRD 304532
- Role
- Managing Member, and Chief Compliance Officer
- Office
- 2522 CHAMBERS ROAD, SUITE 100, Tustin, CA 92780
- Registration
- Investment adviser registration
- In the industry since
- April 2015
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- 21westwm.com
Where does Sara Lovell work?
Sara Lovell has been Managing Member, and Chief Compliance Officer of 21 West Wealth Management LLC since July 2020, and is a control person of the firm.
Is Sara Lovell a financial advisor?
Yes. Sara Lovell has a current investment-adviser registration in California and Texas, through 21 West Wealth Management since July 2020.
How many years of experience does Sara Lovell have?
Sara Lovell has 11 years in the financial industry, since April 2015, across 5 adviser firms.
What exams has Sara Lovell passed?
Sara Lovell has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in May 2010. FINRA credited Sara Lovell with the SIE, which began in October 2018.
Where did Sara Lovell work before 21 West Wealth Management?
Before 21 West Wealth Management, Sara Lovell was registered through J.P. Morgan Securities LLC, May 2014 to May 2016; Axa Advisors, LLC, November 2013 to May 2014; Raymond James Financial Services Advisors, Inc, September 2012 to September 2013; Merrill Lynch, Pierce, Fenner & Smith Incorporated, November 2010 to September 2012.
Where is Sara Lovell based?
Sara Lovell’s registered office is in Tustin, CA.
Is Sara Lovell registered with FINRA?
No. Sara Lovell has no current broker registration.
Is Sara Lovell a CFP?
21 West Wealth Management lists Sara Lovell with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Sara Lovell’s record?
Search CRD 5326656 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sara Lovell’s full registration record.
