Sandra Bozanic has been Chief Financial Officer of RG Financial since March 2021, is a control person of the firm and directly owns between 25% and 50% of it.
RG Financial, LLC is a Carlsbad, CA firm with $158M under management, 136 clients and 1 adviser across 2 offices, as of its March 2026 filing.
- Regista Financial Strategies, LLCAlso current– present · under a yearDenver, CO · Adviser representative · Firm CRD 326555
Investment adviser representative registrations
Sandra Bozanic is registered as an investment adviser representative in Colorado, since September 2026.
- ColoradoSince 23 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 24 May 2025 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Sandra Marie Bozanic
- CRD
- 6900401
- Firm
- RG Financial · CRD 311162
- Role
- Chief Financial Officer
- Registration
- Investment adviser registration
- In the industry since
- September 2026
- Disciplinary history
- Not yet shown here · SEC record
Where does Sandra Bozanic work?
Sandra Bozanic has been Chief Financial Officer of RG Financial, LLC since March 2021, and is a control person of the firm.
Is Sandra Bozanic a financial advisor?
Yes. Sandra Bozanic has a current investment-adviser registration in Colorado.
How many years of experience does Sandra Bozanic have?
Sandra Bozanic has 0 years in the financial industry, since September 2026, across 1 adviser firm.
What exams has Sandra Bozanic passed?
Sandra Bozanic passed the Series 65 in May 2025.
Is Sandra Bozanic registered with FINRA?
No. Sandra Bozanic has no current broker registration.
How can I verify Sandra Bozanic’s record?
Search CRD 6900401 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Sandra Bozanic’s full registration record.
