Samuel Simpson has been an investment adviser representative at Capital Square since January 2017, and is not listed among the firm’s executive officers or direct owners.
Capital Square, LLC is an Athens, TN firm with $450M under management, 715 clients and 11 advisers across 7 offices, as of its August 2026 filing.
Samuel Simpson’s longest registration was 15 years at Citigroup Global Markets Inc. (1993–2009). Before joining Capital Square in 2017, Samuel Simpson was registered through Bellwether Investment Group, LLC and Morgan Stanley.
- Bellwether Investment Group, LLC– · 1 yearChattanooga, TN · Adviser representative · Firm CRD 148114
- Morgan Stanley– · 6 yearsFT. Worth, TX · Adviser representative · Firm CRD 149777
- Citigroup Global Markets Inc.– · 15 yearsFT. Worth, TX · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
Samuel Simpson is registered as an investment adviser representative in 3 states. The first approvals date from January 2017; the most recent is Louisiana, in July 2020.
- ArizonaSince 24 January 2017
- LouisianaSince 8 July 2020
- TexasSince 6 January 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 10 June 1992 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 September 1981 |
| Series 7 | General Securities Representative Examination | 15 August 1981 |
| Series 1 | Registered Representative Examination | 15 March 1977 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Registered Representative Examination
- Full name
- Samuel Douglas Simpson
- CRD
- 835124
- Firm
- Capital Square · CRD 286098
- Office
- 5006 Lakeland Circle, Suite 101, Waco, TX 76710
- Registration
- Investment adviser registration
- In the industry since
- August 1993
- Disciplinary history
- Not yet shown here · SEC record
Where does Samuel Simpson work?
Samuel Simpson is an investment adviser representative registered through Capital Square, LLC since January 2017, and is not listed among the firm’s executive officers or direct owners.
Is Samuel Simpson a financial advisor?
Yes. Samuel Simpson has a current investment-adviser registration in Arizona, Louisiana and Texas, through Capital Square since January 2017.
How many years of experience does Samuel Simpson have?
Samuel Simpson has 33 years in the financial industry, since August 1993, across 4 adviser firms.
What exams has Samuel Simpson passed?
Samuel Simpson has passed 4 licensing exams: the Series 1, Series 7, Series 63 and Series 65. The earliest, the Series 1, was passed in March 1977. FINRA credited Samuel Simpson with the SIE, which began in October 2018.
Where did Samuel Simpson work before Capital Square?
Before Capital Square, Samuel Simpson was registered through Bellwether Investment Group, LLC, August 2015 to January 2017; Morgan Stanley, June 2009 to August 2015; Citigroup Global Markets Inc., July 1993 to June 2009.
Where is Samuel Simpson based?
Samuel Simpson’s registered office is in Waco, TX.
Is Samuel Simpson registered with FINRA?
No. Samuel Simpson has no current broker registration.
How can I verify Samuel Simpson’s record?
Search CRD 835124 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Samuel Simpson’s full registration record.
