Notley Maddox has been Managing Member, Chief Compliance Officer of Capital Square since January 2017, is a control person of the firm and directly owns between 25% and 50% of it.
Capital Square, LLC is an Athens, TN firm with $450M under management, 715 clients and 11 advisers across 7 offices, as of its August 2026 filing.
Sandy Maddox is President and Founding Partner of Capital Square, LLC, where he is also a Portfolio Manager. He started in financial services with Merrill Lynch in 1991, continued with AmSouth Investment Services, Inc. through 1998, and was Branch Manager and Registered Principal for Raymond James Financial Services, Inc. from 1998 through 2008. He formed Bellwether Investment Group, LLC with his partners in 2008.
Notley Maddox’s longest registration is the current one, 9 years at Capital Square since 2017. Before joining Capital Square in 2017, Notley Maddox was registered through Bellwether Investment Group, LLC and Raymond James Financial Services.
- Bellwether Investment Group, LLC– · 8 yearsChattanooga, TN · Adviser representative · Firm CRD 148114
- Raymond James Financial Services– · 4 yearsChattanooga, TN · Adviser representative · Firm CRD 6694
Investment adviser representative registrations
Notley Maddox is registered as an investment adviser representative in 2 states. Each was approved in January 2017.
- GeorgiaSince 17 January 2017
- TennesseeSince 10 January 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 51 | Municipal Fund Securities Principal Examination | 3 October 2003 |
| Series 24 | General Securities Principal Examination | 29 August 1998 |
| Series 65 | Uniform Investment Adviser Law Examination | 19 May 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 March 1992 |
| Series 7 | General Securities Representative Examination | 5 February 1992 |
- Name
- Municipal Fund Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Notley Sidney Maddox
- CRD
- 2202879
- Firm
- Capital Square · CRD 286098
- Role
- Managing Member, Chief Compliance Officer
- Office
- 1 WEST COLLEGE ST, SUITE 4, Athens, TN 37303
- Registration
- Investment adviser registration
- In the industry since
- May 2004
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- capitalsquare.biz
Where does Notley Maddox work?
Notley Maddox has been Managing Member, Chief Compliance Officer of Capital Square, LLC since January 2017, and is a control person of the firm.
Is Notley Maddox a financial advisor?
Yes. Notley Maddox has a current investment-adviser registration in Georgia and Tennessee, through Capital Square since January 2017.
How many years of experience does Notley Maddox have?
Notley Maddox has 22 years in the financial industry, since May 2004, across 3 adviser firms.
What exams has Notley Maddox passed?
Notley Maddox has passed 5 licensing exams: the Series 7, Series 63, Series 65, Series 24 and Series 51. The earliest, the Series 7, was passed in February 1992.
Where did Notley Maddox work before Capital Square?
Before Capital Square, Notley Maddox was registered through Bellwether Investment Group, LLC, November 2008 to January 2017; Raymond James Financial Services, March 2004 to October 2008.
Where is Notley Maddox based?
Notley Maddox’s registered office is in Athens, TN.
Is Notley Maddox registered with FINRA?
No. Notley Maddox has no current broker registration.
How can I verify Notley Maddox’s record?
Search CRD 2202879 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Notley Maddox’s full registration record.
