Niva WealthLet’s talk

Samuel Kim

Co-Chief Legal Officer at Axa Investment Managers US

Officer record from the firm’s Form ADVForm ADV filed 30 July 2026

Samuel Kim is Co-Chief Legal Officer of Axa Investment Managers US Inc, a New York investment adviser.

Role at Axa Investment Managers US

Title on Schedule A
Co-Chief Legal Officer
Control
Samuel Kim is a control person of Axa Investment Managers US.
Ownership
An individual ownership band is not available in the source record.
Tenure
Samuel Kim has held the filed role since January 2022.

The firm

Axa Investment Managers US Inc
New York, NY

Form ADV filed 30 July 2026

$79.2B AUM60 clients87 advisers7 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Samuel Kim is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Samuel Kim
CRD
4982883
Firm
Axa Investment Managers US Inc
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Samuel Kim work?

Samuel Kim has been Co-Chief Legal Officer of Axa Investment Managers US Inc since January 2022, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 July 2026

Leadership at Axa Investment Managers US

Sources

  1. IAPD individual lookup, CRD 4982883. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Axa Investment Managers US Inc, filed 30 July 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Samuel Kim or Axa Investment Managers US Inc and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.