Samuel Gamble has held the title Member at SAOS Capital since November 2011, is a control person of the firm and directly owns between 25% and 50% of it. Samuel Gamble holds a Degree in Business Administration from The Citadel.
Saos Capital, LLC is a Mount Pleasant, SC firm with $239M under management, 561 clients and 3 advisers in one office, as of its May 2026 filing.
Wayne Gamble began his career with Prudential Carolina Real Estate, where he worked in marketing for five years before joining Saos Capital LLC in 2006.
Samuel Gamble’s longest registration is the current one, 13 years at SAOS Capital since 2012. Before joining SAOS Capital in 2012, Samuel Gamble was registered through LPL Financial LLC.
- Saos Capital, LLCCurrent– present · 13 yearsMount Pleasant, SC · Adviser representative · Firm CRD 159515
- LPL Financial LLC– · 1 yearMT Pleasant, SC · Adviser representative · Firm CRD 6413
Professional designations
Listed by SAOS Capital
- AAMS (Accredited Asset Management Specialist)
Investment adviser representative registrations
Samuel Gamble is registered as an investment adviser representative in South Carolina, since November 2012.
- South CarolinaSince 27 November 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 13 April 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 January 2008 |
| Series 7 | General Securities Representative Examination | 14 November 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Samuel Wayne Gamble
- CRD
- 5295335
- Firm
- SAOS Capital · CRD 159515
- Role
- Member
- Office
- 410 MILL ST, SUITE 107, Mount Pleasant, SC 29464
- Registration
- Investment adviser registration
- In the industry since
- November 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- saoscapital.com
Where does Samuel Gamble work?
Samuel Gamble has held the title Member at Saos Capital, LLC since November 2011, and is a control person of the firm.
Is Samuel Gamble a financial advisor?
Yes. Samuel Gamble has a current investment-adviser registration in South Carolina, through SAOS Capital since November 2012.
How many years of experience does Samuel Gamble have?
Samuel Gamble has 18 years in the financial industry, since November 2007, across 2 adviser firms.
What exams has Samuel Gamble passed?
Samuel Gamble has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in November 2007. FINRA credited Samuel Gamble with the SIE, which began in October 2018.
Where did Samuel Gamble work before SAOS Capital?
Before SAOS Capital, Samuel Gamble was registered through LPL Financial LLC, April 2010 to February 2012.
Where is Samuel Gamble based?
Samuel Gamble’s registered office is in Mount Pleasant, SC.
Is Samuel Gamble registered with FINRA?
No. Samuel Gamble has no current broker registration.
How can I verify Samuel Gamble’s record?
Search CRD 5295335 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Samuel Gamble’s full registration record.
