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Aulden Hopper, portrait

Aulden Hopper

Chief Compliance Officer at SAOS Capital in Mount Pleasant, SC

Investment adviser registrationUpdated

Aulden Hopper is Chief Compliance Officer of Saos Capital, LLC, an investment adviser managing $239M, and works from its Mount Pleasant, SC office. Aulden Hopper has been registered as an investment adviser representative through SAOS Capital since 19 November 2022, has 3 years in the industry across 1 firm and has passed the Series 65.

3
Years in industry
3
Years at firm
1
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Aulden Hopper has been Chief Compliance Officer of SAOS Capital since January 2025, is a control person of the firm and directly owns under 5% of it. Aulden Hopper holds a Bachelor's degree in Business Administration from North Carolina State University.

Saos Capital, LLC is a Mount Pleasant, SC firm with $239M under management, 561 clients and 3 advisers in one office, as of its May 2026 filing.

Aulden Hopper joined Saos Capital, LLC in 2021. While studying at North Carolina State University he studied in Adelaide, Australia, where he helped businesses develop plans to grow internationally and at home.

  1. – present · 3 years
    Mount Pleasant, SC · Adviser representative · Firm CRD 159515

Credentials and registrations

Investment adviser representative registrations

Aulden Hopper is registered as an investment adviser representative in South Carolina, since November 2022.

  • South CarolinaSince 19 November 2022

Examinations

Series 6518 November 2022
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Aulden Michael Hopper
CRD
7629288
Firm
SAOS Capital · CRD 159515
Role
Chief Compliance Officer
Office
410 MILL ST, SUITE 107, Mount Pleasant, SC 29464
Registration
Investment adviser registration
In the industry since
November 2022
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Aulden Hopper work?

Aulden Hopper has been Chief Compliance Officer of Saos Capital, LLC since January 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 28 May 2026

Is Aulden Hopper a financial advisor?

Yes. Aulden Hopper has a current investment-adviser registration in South Carolina, through SAOS Capital since November 2022.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Aulden Hopper have?

Aulden Hopper has 3 years in the financial industry, since November 2022, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has Aulden Hopper passed?

Aulden Hopper passed the Series 65 in November 2022.

Source: IAPD individual record, checked 22 October 2026

Where is Aulden Hopper based?

Aulden Hopper’s registered office is in Mount Pleasant, SC.

Source: IAPD individual record, checked 22 October 2026

Is Aulden Hopper registered with FINRA?

No. Aulden Hopper has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Aulden Hopper’s record?

Search CRD 7629288 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Aulden Hopper’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at SAOS Capital

Sources

  1. IAPD individual record, CRD 7629288, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Saos Capital, LLC, filed 28 May 2026. Title, control and ownership bands.
  3. SAOS Capital team page. Biography, education, credentials, awards and the portrait, reproduced for identification.