Samuel Carpin has been an investment adviser representative at Ellis Investment Partners since January 2013, and is not listed among the firm’s executive officers or direct owners. Samuel Carpin holds a BS in Finance from Pennsylvania State University.
Ellis Investment Partners, LLC is a Berwyn, PA firm with $987M under management, 820 clients and 18 advisers across 2 offices, as of its March 2026 filing.
Samuel M. Carpin is Financial Planning and Portfolio Consultant of Ellis Investment Partners LLC and has been a Portfolio Consultant with the firm since January 2013. He is a member of the firm's Investment Committee. He began his career in finance as a junior analyst for ARIS Wealth Management in 2000 and joined Capital Management Services, Inc. in 2002 as a member of the wealth management team.
Samuel Carpin’s longest registration is the current one, 13 years at Ellis Investment Partners since 2013. Before joining Ellis Investment Partners in 2013, Samuel Carpin was registered through Capital Management Services Inc.
- – present · 13 yearsBerwyn, PA · Adviser representative · Firm CRD 157669
- Capital Management Services Inc– · 11 yearsWayne, PA · Adviser representative · Firm CRD 105903
Professional designations
Listed by Ellis Investment Partners
- Certified Investment Management Analyst® (CIMA®)
- Certified Fund Specialist (CFS®)
Investment adviser representative registrations
Samuel Carpin is registered as an investment adviser representative in Pennsylvania, since January 2013.
- PennsylvaniaSince 28 January 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 14 June 2001 |
| Series 7 | General Securities Representative Examination | 8 May 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Samuel Marcelino Carpin
- CRD
- 4384129
- Firm
- Ellis Investment Partners · CRD 157669
- Office
- 920 CASSATT ROAD, 200 BERWYN PARK, SUITE 115, Berwyn, PA 19312
- Registration
- Investment adviser registration
- In the industry since
- May 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- ellisinvestmentpartners.com
Where does Samuel Carpin work?
Samuel Carpin is an investment adviser representative registered through Ellis Investment Partners, LLC since January 2013, and is not listed among the firm’s executive officers or direct owners.
Is Samuel Carpin a financial advisor?
Yes. Samuel Carpin has a current investment-adviser registration in Pennsylvania, through Ellis Investment Partners since January 2013.
How many years of experience does Samuel Carpin have?
Samuel Carpin has 25 years in the financial industry, since May 2001, across 2 adviser firms.
What exams has Samuel Carpin passed?
Samuel Carpin has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in May 2001. FINRA credited Samuel Carpin with the SIE, which began in October 2018.
Where is Samuel Carpin based?
Samuel Carpin’s registered office is in Berwyn, PA.
Is Samuel Carpin registered with FINRA?
No. Samuel Carpin has no current broker registration.
How can I verify Samuel Carpin’s record?
Search CRD 4384129 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Samuel Carpin’s full registration record.
