Nicholas Sun has been Chief Compliance Officer/Portfolio Strategist of Ellis Investment Partners since March 2023, is a control person of the firm and directly owns under 5% of it. Nicholas Sun studied BSBA in Business Management at Kutztown University.
Ellis Investment Partners, LLC is a Berwyn, PA firm with $987M under management, 820 clients and 18 advisers across 2 offices, as of its March 2026 filing.
Nick Sun is Chief Compliance Officer of Ellis Investment Partners, LLC, where he is responsible for developing and implementing the firm's compliance program and its annual review. He assumed a full-time role as Portfolio Strategist in April 2016 and, as a member of the Portfolio Management Operations Team, works with consultants on the construction and monitoring of portfolios and on research and analysis of individual equity securities.
- – present · 8 yearsBerwyn, PA · Adviser representative · Firm CRD 157669
Professional designations
Listed by Ellis Investment Partners
- Certified Fund Specialist (CFS®)
Investment adviser representative registrations
Nicholas Sun is registered as an investment adviser representative in Pennsylvania, since February 2018.
- PennsylvaniaSince 16 February 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 February 2018 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Nicholas Woo-Hsiung Sun
- CRD
- 6908936
- Firm
- Ellis Investment Partners · CRD 157669
- Role
- Chief Compliance Officer/Portfolio Strategist
- Office
- 920 CASSATT ROAD, 200 BERWYN PARK, SUITE 115, Berwyn, PA 19312
- Registration
- Investment adviser registration
- In the industry since
- February 2018
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- ellisinvestmentpartners.com
Where does Nicholas Sun work?
Nicholas Sun has been Chief Compliance Officer/Portfolio Strategist of Ellis Investment Partners, LLC since March 2023, and is a control person of the firm.
Is Nicholas Sun a financial advisor?
Yes. Nicholas Sun has a current investment-adviser registration in Pennsylvania, through Ellis Investment Partners since February 2018.
How many years of experience does Nicholas Sun have?
Nicholas Sun has 8 years in the financial industry, since February 2018, across 1 adviser firm.
What exams has Nicholas Sun passed?
Nicholas Sun passed the Series 65 in February 2018.
Where is Nicholas Sun based?
Nicholas Sun’s registered office is in Berwyn, PA.
Is Nicholas Sun registered with FINRA?
No. Nicholas Sun has no current broker registration.
How can I verify Nicholas Sun’s record?
Search CRD 6908936 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Sun’s full registration record.
