Career
Samantha Larew has been Chief Compliance Officer of Manning & Napier Advisors since June 2026. Samantha Larew is not listed as a control person, but directly owns under 5% of the firm.
Manning & Napier Advisors, LLC is a Fairport, NY firm with $17B under management, 3,474 clients and 159 advisers across 5 offices, as of its June 2026 filing.
Manning & Napier identifies Samantha Larew as chief compliance officer.
- – present · 16 years, · Adviser representative · Firm CRD 105992
- Wall Street Financial Group, Inc– · 1 yearFairport, NY · Adviser representative · Firm CRD 35830
Credentials and registrations
Investment adviser representative registrations
| State | Status | Since |
|---|---|---|
| New York | Approved | 29 July 2021 |
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 7 April 2008 |
| Series 24 | General Securities Principal Examination | 8 February 2008 |
| Series 7 | General Securities Representative Examination | 11 December 2007 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 6 July 2005 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 18 May 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 30 March 2005 |
- Name
- Compliance Officer Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
Individual record
- Full name
- Samantha Marie Larew
- CRD
- 4928353
- Firm bio
- manningnapieradvisors.com
Disciplinary history is not reported here, in either direction. Check the SEC record.
Common questions
Where does Samantha Larew work?
Samantha Larew has been Chief Compliance Officer of Manning & Napier Advisors, LLC since June 2026.
Is Samantha Larew a financial advisor?
Yes. Samantha Larew has a current investment-adviser registration in New York, through Manning & Napier Advisors since July 2010.
How many years of experience does Samantha Larew have?
Samantha Larew has 20 years in the financial industry, since March 2006, across 2 adviser firms.
What exams has Samantha Larew passed?
Samantha Larew has passed 8 licensing exams: the Series 63, Series 6, Series 26, Series 7, Series 24, Series 66, Series 14 and Series 99TO. The earliest, the Series 63, was passed in March 2005. FINRA credited Samantha Larew with the SIE, which began in October 2018.
Where did Samantha Larew work before Manning & Napier Advisors?
Before Manning & Napier Advisors, Samantha Larew was registered through Wall Street Financial Group, Inc, April 2008 to July 2009.