Ryan Tucker has been an investment adviser representative at Aegis Wealth Group since July 2017, and is not listed among the firm’s executive officers or direct owners.
Aegis Wealth Group, LLC is a Midvale, UT firm with $248M under management, 803 clients and 15 advisers across 2 offices, as of its July 2026 filing.
Ryan Tucker’s longest registration is the current one, 9 years at Aegis Wealth Group since 2017. Before joining Aegis Wealth Group in 2017, Ryan Tucker was registered through TD Ameritrade Investment Management, LLC and TD Ameritrade, Inc.
- TD Ameritrade Investment Management, LLC– · 4 yearsDraper, UT · Adviser representative · Firm CRD 111514
- TD Ameritrade, Inc.– · 4 yearsDraper, UT · Adviser representative · Firm CRD 7870
Investment adviser representative registrations
Ryan Tucker is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from July 2017; the most recent is Texas, in January 2022.
- TexasResidentSince 13 January 2022
- UtahSince 11 July 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 22 December 2012 |
| Series 7 | General Securities Representative Examination | 1 December 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 6138767
- Firm
- Aegis Wealth Group · CRD 222515
- Office
- 6900 SOUTH 900 EAST, SUITE 200, Midvale, UT 84047
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2012
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Ryan Tucker work?
Ryan Tucker is an investment adviser representative registered through Aegis Wealth Group, LLC since July 2017, and is not listed among the firm’s executive officers or direct owners.
Is Ryan Tucker a financial advisor?
Yes. Ryan Tucker has a current investment-adviser registration in Texas and Utah, through Aegis Wealth Group since July 2017.
How many years of experience does Ryan Tucker have?
Ryan Tucker has 13 years in the financial industry, since December 2012, across 3 adviser firms.
What exams has Ryan Tucker passed?
Ryan Tucker has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 2012. FINRA credited Ryan Tucker with the SIE, which began in October 2018.
Where did Ryan Tucker work before Aegis Wealth Group?
Before Aegis Wealth Group, Ryan Tucker was registered through TD Ameritrade Investment Management, LLC, January 2013 to June 2017; TD Ameritrade, Inc., January 2013 to June 2017.
Where is Ryan Tucker based?
Ryan Tucker’s registered office is in Midvale, UT.
Is Ryan Tucker registered with FINRA?
Yes. Ryan Tucker has a current broker registration, under CRD 6138767.
Source: FINRA BrokerCheck
How can I verify Ryan Tucker’s record?
Search CRD 6138767 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Ryan Tucker’s full registration record.