Joshua Jones has been President and Compliance Supervisor of Aegis Wealth Group since May 2015, is a control person of the firm and directly owns under 5% of it.
Aegis Wealth Group, LLC is a Midvale, UT firm with $248M under management, 803 clients and 15 advisers across 2 offices, as of its July 2026 filing.
Joshua Jones’ longest registration is the current one, 11 years at Aegis Wealth Group since 2015. Before joining Aegis Wealth Group in 2015, Joshua Jones was registered through LPL Financial LLC.
- MHL TampAlso current– present · under a yearAdviser representative · Firm CRD 2535
- E6 PortfoliosAlso current– present · 3 yearsMidvale, UT · Adviser representative · Firm CRD 326617
- LPL Financial LLC– · 8 yearsSandy, UT · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Joshua Jones is registered as an investment adviser representative in 2 states. The first approvals date from August 2015; the most recent is Texas, in March 2021.
- TexasSince 18 March 2021
- UtahSince 14 August 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 3 April 2018 |
| Series 66 | Uniform Combined State Law Examination | 18 November 2006 |
| Series 7 | General Securities Representative Examination | 26 June 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Joshua Paul Edward Dale Ray Jones
- CRD
- 5139521
- Firm
- Aegis Wealth Group · CRD 222515
- Role
- President; Compliance Supervisor
- Office
- 6900 SOUTH 900 EAST, SUITE 200, Midvale, UT 84047
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2006
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Joshua Jones work?
Joshua Jones has been President; Compliance Supervisor of Aegis Wealth Group, LLC since May 2015, and is a control person of the firm.
Is Joshua Jones a financial advisor?
Yes. Joshua Jones has a current investment-adviser registration in Texas and Utah, through Aegis Wealth Group since August 2015.
How many years of experience does Joshua Jones have?
Joshua Jones has 20 years in the financial industry, since June 2006, across 4 adviser firms.
What exams has Joshua Jones passed?
Joshua Jones has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in June 2006. FINRA credited Joshua Jones with the SIE, which began in October 2018.
Where did Joshua Jones work before Aegis Wealth Group?
Before Aegis Wealth Group, Joshua Jones was registered through LPL Financial LLC, November 2006 to July 2015.
Where is Joshua Jones based?
Joshua Jones’ registered office is in Midvale, UT.
Is Joshua Jones registered with FINRA?
Yes. Joshua Jones has a current broker registration, under CRD 5139521.
Source: FINRA BrokerCheck
How can I verify Joshua Jones’ record?
Search CRD 5139521 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Joshua Jones’ full registration record.