Ryan Naugle has been Chief Compliance Officer of Advice & Planning Services since April 2016, is a control person of the firm and directly owns 75% or more of it.
Advice & Planning Services LLC is a Youngwood, PA firm with $187M under management, 319 clients and 1 adviser in one office, as of its March 2026 filing.
Ryan Naugle began Advice & Planning Services. He provides comprehensive financial planning and investment management to clients.
Ryan Naugle’s longest registration is the current one, 10 years at Advice & Planning Services since 2016. Before joining Advice & Planning Services in 2016, Ryan Naugle was registered through Global Financial Private Capital, LLC and Tiaa-Cref Advice and Planning Services.
- – present · 10 yearsYoungwood, PA · Adviser representative · Firm CRD 283626
- Global Financial Private Capital, LLC– · under a yearGreensburg, PA · Adviser representative · Firm CRD 132070
- Tiaa-Cref Advice and Planning Services– · 3 yearsPittsburgh, PA · Adviser representative · Firm CRD 20472
- Metlife Securities Inc.– · 2 yearsDelmont, PA · Adviser representative · Firm CRD 14251
Professional designations
Listed by Advice & Planning Services
- CFP®
Investment adviser representative registrations
Ryan Naugle is registered as an investment adviser representative in Pennsylvania, since May 2016.
- PennsylvaniaSince 20 May 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 31 July 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 June 2001 |
| Series 7 | General Securities Representative Examination | 7 June 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Ryan Douglas Naugle
- CRD
- 4392246
- Firm
- Advice & Planning Services · CRD 283626
- Role
- Chief Compliance Officer
- Office
- 10 NORTH 4TH STREET, SUITE 100, Youngwood, PA 15697
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- adviceandplanning.com
Where does Ryan Naugle work?
Ryan Naugle has been Chief Compliance Officer of Advice & Planning Services LLC since April 2016, and is a control person of the firm.
Is Ryan Naugle a financial advisor?
Yes. Ryan Naugle has a current investment-adviser registration in Pennsylvania, through Advice & Planning Services since May 2016.
How many years of experience does Ryan Naugle have?
Ryan Naugle has 25 years in the financial industry, since July 2001, across 4 adviser firms.
What exams has Ryan Naugle passed?
Ryan Naugle has passed 3 licensing exams: the Series 7, Series 63 and Series 24. The earliest, the Series 7, was passed in June 2001. FINRA credited Ryan Naugle with the SIE, which began in October 2018.
Where did Ryan Naugle work before Advice & Planning Services?
Before Advice & Planning Services, Ryan Naugle was registered through Global Financial Private Capital, LLC, April 2015 to April 2016; Tiaa-Cref Advice and Planning Services, June 2011 to April 2015; Metlife Securities Inc., September 2007 to September 2009.
Where is Ryan Naugle based?
Ryan Naugle’s registered office is in Youngwood, PA.
Is Ryan Naugle registered with FINRA?
Yes. Ryan Naugle has a current broker registration, under CRD 4392246.
Source: FINRA BrokerCheck
Is Ryan Naugle a CFP?
Advice & Planning Services lists Ryan Naugle with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Ryan Naugle’s record?
Search CRD 4392246 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Ryan Naugle’s full registration record.